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Detailed Report
Katherine E Rinehart
KATHERINE R HOUGHTALING, KATHERINE RINEHART, KATIE RINEHART
CRD#: 2810687
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 301 Congress Avenue
Suite 1400
Austin, TX 78701
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2022 (13 years)2 FIRMS2022 - Present (2 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2002 - 2009 (6 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2002 (1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)2001 - 2001 (<1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1996 - 2000 (3 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2003 - 2009 (6 years)
License(s)

State Registrations

B
Alabama 10/3/2022
B
Nebraska 5/12/2023
B
Alaska 5/12/2023
B
Nevada 5/12/2023
B
Arizona 5/12/2023
B
New Hampshire 3/7/2023
B
Arkansas 5/12/2023
B
New Jersey 2/21/2023
B
California 5/12/2023
B
New Mexico 5/12/2023
B
Colorado 10/3/2022
B
New York 10/3/2022
B
Connecticut 5/12/2023
B
North Carolina 5/12/2023
B
Delaware 5/12/2023
B
North Dakota 5/12/2023
B
District of Columbia 5/12/2023
B
Ohio 5/15/2023
B
Florida 10/3/2022
B
Oklahoma 5/12/2023
B
Georgia 5/12/2023
B
Oregon 5/12/2023
B
Hawaii 5/12/2023
B
Pennsylvania 5/12/2023
B
Idaho 5/12/2023
B
Puerto Rico 5/12/2023
B
Illinois 5/12/2023
B
Rhode Island 5/12/2023
B
Indiana 5/12/2023
B
South Carolina 5/12/2023
B
Iowa 5/12/2023
B
South Dakota 5/12/2023
B
Kansas 5/12/2023
B
Tennessee 5/12/2023
B
Kentucky 5/12/2023
B
Texas 10/3/2022
B
Louisiana 5/12/2023
IA
Texas 10/3/2022
B
Maine 5/12/2023
B
Utah 5/12/2023
B
Maryland 5/12/2023
B
Vermont 5/12/2023
B
Massachusetts 5/12/2023
B
Virgin Islands 5/12/2023
B
Michigan 5/12/2023
B
Virginia 5/12/2023
B
Minnesota 5/12/2023
B
Washington 5/12/2023
B
Mississippi 5/12/2023
B
West Virginia 5/12/2023
B
Missouri 5/12/2023
B
Wisconsin 5/12/2023
B
Montana 5/12/2023
B
Wyoming 5/12/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
301 Congress Avenue Suite 1400, Austin, TX 78701
Registered with this firm since 10/3/2022
B
MORGAN STANLEY (CRD#:149777)
301 Congress Avenue Suite 1400, Austin, TX 78701
Registered with this firm since 10/3/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/23/2009 - 10/04/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GEORGETOWN, TX
B
 10/23/2009 - 10/04/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GEORGETOWN, TX
IA
 08/07/2003 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) GEORGETOWN, TX
B
 11/26/2002 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) GEORGETOWN, TX
B
 03/19/2001 - 12/03/2002 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
 02/21/2001 - 05/07/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
 10/23/1996 - 01/05/2000 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.