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Detailed Report
DEBRA DIANE GALBRAITH
DEBRA DIANE BURKETT, DEBRA DIANE KNEIER
CRD#: 2810409
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 LANDMARK CENTER
1111 NORTH SHORE DR STE N-160
KNOXVILLE, TN 37919
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2001 - 2015 (14 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2004 - 2015 (11 years)
License(s)

State Registrations

B
Alabama 4/29/2022
B
Nevada 3/15/2019
B
Alaska 4/29/2022
B
New Hampshire 5/25/2022
B
Arizona 3/10/2021
B
New Jersey 5/25/2022
B
Arkansas 3/15/2019
B
New Mexico 3/15/2019
B
California 12/8/2015
B
New York 5/25/2022
B
Colorado 5/11/2022
B
North Carolina 12/15/2015
B
Connecticut 5/11/2022
B
North Dakota 3/15/2019
B
Delaware 5/11/2022
B
Ohio 5/27/2022
B
District of Columbia 5/11/2022
B
Oklahoma 5/25/2022
B
Florida 12/8/2015
B
Oregon 5/25/2022
B
Georgia 3/15/2019
B
Pennsylvania 5/25/2022
B
Hawaii 5/25/2022
B
Puerto Rico 3/15/2019
B
Idaho 5/25/2022
B
Rhode Island 3/15/2019
B
Illinois 3/15/2019
B
South Carolina 12/15/2015
B
Indiana 3/15/2019
B
South Dakota 3/15/2019
B
Iowa 5/25/2022
B
Tennessee 12/8/2015
B
Kansas 5/25/2022
IA
Tennessee 12/8/2015
B
Kentucky 12/8/2015
B
Texas 3/15/2019
B
Louisiana 5/25/2022
IA
Texas 2/20/2020
B
Maine 5/25/2022
B
Utah 3/15/2019
B
Maryland 5/25/2022
B
Vermont 5/25/2022
B
Massachusetts 3/11/2019
B
Virgin Islands 5/25/2022
B
Michigan 5/25/2022
B
Virginia 5/25/2022
B
Minnesota 3/15/2019
B
Washington 3/15/2019
B
Mississippi 3/15/2019
B
West Virginia 12/8/2015
B
Missouri 11/2/2017
B
Wisconsin 3/15/2019
B
Montana 6/15/2021
B
Wyoming 5/25/2022
B
Nebraska 3/15/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
LANDMARK CENTER 1111 NORTH SHORE DR STE N-160, KNOXVILLE, TN 37919
Knoxville, TN
Registered with this firm since 12/8/2015
B
MORGAN STANLEY (CRD#:149777)
LANDMARK CENTER 1111 NORTH SHORE DR STE N-160, KNOXVILLE, TN 37919
Knoxville, TN
Registered with this firm since 12/8/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/09/2004 - 11/30/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) KNOXVILLE, TN
B
 09/04/2001 - 11/30/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) KNOXVILLE, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.