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MICHAEL GEORGE HIGGINS
MIKE HIGGINS
CRD#: 2810196
IA
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OSAIC WEALTH, INC.CRD#: 23131 1615 Northern Blvd
Suite 305
Manhasset, NY 11030
Suite 305
Manhasset, NY 11030
0
Disclosures
27
Years of Experience
View By:
State Registrations
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California 1/19/2024
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New Jersey 1/19/2024
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Connecticut 1/19/2024
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New Jersey 1/19/2024
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District of Columbia 1/19/2024
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New York 1/19/2024
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Florida 1/19/2024
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New York 1/19/2024
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Florida 1/19/2024
SRO Registrations
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Registered with this firm since 1/19/2024
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Registered with this firm since 1/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/07/2018 - 01/19/2024 | Manhasset, NY | |
B | 11/07/2018 - 01/19/2024 | Manhasset, NY | |
B | 04/16/2015 - 06/19/2018 | NEW YORK, NY | |
IA | 02/22/2013 - 03/17/2015 | NEW YORK, NY | |
B | 01/22/2013 - 03/17/2015 | NEW YORK, NY | |
B | 10/04/2011 - 01/04/2013 | STATEN ISLAND, NY | |
B | 11/01/2010 - 10/13/2011 | STATEN ISLAND, NY | |
B | 08/06/2009 - 10/28/2010 | STATEN ISLAND, NY | |
B | 01/27/2004 - 08/03/2009 | FLUSHING, NY | |
B | 11/19/2001 - 01/26/2004 | NAPA, CA | |
B | 03/24/2000 - 11/14/2001 | LONG ISLAND CITY, NY | |
B | 04/13/1998 - 03/13/2000 | CHICAGO, IL | |
B | 03/21/1997 - 11/18/1997 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.