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Joseph Fernandes
JOSEPH FRANK FERNANDES, JOSEPH FERNANDES, Joseph Fernandez
CRD#: 2809449
IA
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PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 54 Broad St.,Suite 200
Red Bank, NJ 07701
Red Bank, NJ 07701
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7/30/2009
Employment Separation After Allegations
4/2/1997
Criminal
Final Disposition
State Registrations
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California 7/11/2024
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New Jersey 1/4/2024
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Connecticut 8/1/2024
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New Jersey 1/4/2024
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Florida 1/5/2024
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New York 1/4/2024
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Nevada 1/11/2024
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West Virginia 1/16/2025
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 1/4/2024
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Registered with this firm since 1/4/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/08/2015 - 12/31/2023 | ISELIN, NJ | |
B | 05/22/2015 - 12/31/2023 | ISELIN, NJ | |
IA | 04/23/2012 - 06/04/2015 | HOLBROOK, NY | |
B | 04/02/2012 - 05/22/2015 | SHREWSBURY, NJ | |
IA | 03/09/2010 - 03/30/2012 | COLTS NECK, NJ | |
B | 02/17/2010 - 03/30/2012 | COLTS NECK, NJ | |
IA | 02/20/2009 - 08/06/2009 | RED BANK, NJ | |
B | 02/20/2009 - 08/06/2009 | RED BANK, NJ | |
IA | 05/04/2007 - 03/05/2009 | RED BANK, NJ | |
B | 05/04/2007 - 03/05/2009 | RED BANK, NJ | |
IA | 02/21/2006 - 05/18/2007 | SHREWSBURY, NJ | |
B | 02/21/2006 - 05/18/2007 | SHREWSBURY, NJ | |
IA | 11/27/2002 - 02/21/2006 | SHREWSBURY, NJ | |
B | 11/27/2002 - 02/21/2006 | BALTIMORE, MD | |
IA | 05/15/2002 - 12/09/2002 | SHREWSBURY, NJ | |
B | 03/09/2002 - 12/09/2002 | NEW YORK, NY | |
B | 09/01/1999 - 03/09/2002 | BOSTON, MA | |
B | 02/24/1998 - 09/01/1999 | FLORHAM PARK, NJ | |
B | 04/28/1997 - 11/24/1997 | SYOSSET, NY |
SYOSSET, NY
04/28/1997 - 11/24/1997
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.