Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MACE NELSON MARAMAN JR
MACE N (JR) MARAMAN, MACE NELSON MARAMAN
CRD#: 2809032
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4030 W BOY SCOUT BLVD STE 150
TAMPA, FL 33607
Registration History
199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2015 - Present (9 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - Present (11 years)BJHS CAPITAL ADVISORS, LLC (CRD# 112097)2010 - 2013 (3 years)BGUNNALLEN FINANCIAL, INC (CRD# 17609)2009 - 2010 (<1 year)BOPPENHEIMER & CO. INC. (CRD# 249)2005 - 2009 (3 years)
Disclosure(s)
View By:
5/20/2002
Criminal
Final Disposition
9/27/1997
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 8/27/2015
B
Nevada 10/12/2015
B
Arizona 9/16/2015
B
New Hampshire 11/13/2019
B
Arkansas 3/14/2025
B
New Jersey 8/7/2015
B
California 8/6/2015
B
New Mexico 8/23/2016
B
Colorado 4/11/2024
B
New York 8/6/2015
B
Connecticut 8/6/2015
B
North Carolina 8/7/2015
B
District of Columbia 8/23/2016
B
Ohio 8/6/2015
B
Florida 2/28/2014
B
Oklahoma 8/7/2015
IA
Florida 11/29/2018
B
Oregon 9/11/2015
B
Georgia 2/27/2014
B
Pennsylvania 8/23/2016
B
Illinois 8/6/2015
B
South Carolina 8/6/2015
B
Indiana 8/6/2015
B
Tennessee 9/16/2015
B
Kansas 8/14/2015
B
Texas 8/12/2015
B
Kentucky 8/23/2016
IA
Texas 8/21/2015
B
Louisiana 8/6/2015
B
Vermont 8/23/2016
B
Maine 8/23/2016
B
Virginia 8/7/2015
B
Maryland 9/13/2022
B
Washington 8/12/2015
B
Massachusetts 6/13/2016
B
West Virginia 9/13/2016
B
Michigan 8/10/2015
B
Wisconsin 6/8/2016
B
Mississippi 8/19/2015
B
Wyoming 9/27/2021
B
Nebraska 8/23/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4030 W BOY SCOUT BLVD STE 150, TAMPA, FL 33607
Registered with this firm since 8/21/2015
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4030 W BOY SCOUT BLVD STE 150, TAMPA, FL 33607
Registered with this firm since 2/27/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/22/2010 - 02/15/2013 JHS CAPITAL ADVISORS, LLC (CRD#:112097) TAMPA, FL
B
 02/19/2009 - 01/13/2010 GUNNALLEN FINANCIAL, INC (CRD#:17609) TAMPA, FL
B
 09/12/2005 - 02/20/2009 OPPENHEIMER & CO. INC. (CRD#:249) TAMPA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.