Individual Firm
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ROLANDO V GUZMAN JR
ROLANDO V GUZMAN, ROLANDO VILLANUEVA GUZMAN JR, RON GUZMAN
CRD#: 2805680
IA
B
MORGAN STANLEYCRD#: 149777 702 King Farm Boulevard
Suite 500
Rockville, MD 20850
Suite 500
Rockville, MD 20850
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Arizona 9/2/2022
B
New Jersey 9/2/2022
B
Arkansas 9/2/2022
B
New Mexico 9/2/2022
B
California 9/2/2022
B
New York 9/2/2022
B
Colorado 9/2/2022
B
North Carolina 9/2/2022
B
Connecticut 9/2/2022
B
Ohio 9/2/2022
B
Delaware 9/2/2022
B
Oklahoma 9/2/2022
B
District of Columbia 9/2/2022
B
Oregon 9/2/2022
IA
District of Columbia 9/23/2022
B
Pennsylvania 9/2/2022
B
Florida 9/2/2022
B
Rhode Island 9/2/2022
B
Georgia 9/2/2022
B
South Carolina 9/2/2022
B
Illinois 9/2/2022
B
Tennessee 9/2/2022
B
Indiana 9/2/2022
B
Texas 9/2/2022
B
Iowa 9/2/2022
IA
Texas 9/2/2022
B
Kansas 9/2/2022
B
Utah 9/2/2022
B
Louisiana 9/2/2022
B
Vermont 9/2/2022
B
Maine 9/2/2022
B
Virgin Islands 9/2/2022
B
Maryland 9/2/2022
B
Virginia 9/2/2022
IA
Maryland 9/2/2022
B
Washington 9/2/2022
B
Massachusetts 9/2/2022
B
West Virginia 9/2/2022
B
Michigan 5/26/2023
B
Wisconsin 9/2/2022
B
Nevada 9/2/2022
B
Wyoming 9/2/2022
B
New Hampshire 9/2/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/2/2022
B
Registered with this firm since 9/2/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/17/2014 - 09/06/2022 | WASHINGTON, DC | |
B | 04/17/2014 - 09/06/2022 | WASHINGTON, DC | |
IA | 08/22/2007 - 04/25/2014 | WASHINGTON, DC | |
B | 08/22/2007 - 04/25/2014 | WASHINGTON, DC | |
IA | 04/02/2007 - 08/24/2007 | WASHINGTON, DC | |
B | 04/02/2007 - 08/24/2007 | WASHINGTON, DC | |
IA | 09/22/2006 - 04/02/2007 | WASHINGTON, DC | |
B | 03/01/2000 - 04/02/2007 | WASHINGTON, DC |
WASHINGTON, DC
04/17/2014 - 09/06/2022
WASHINGTON, DC
04/17/2014 - 09/06/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.