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SYLVIA SHIU HAN KWAN
CRD#: 2805281
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Investment Adviser
ELLEVESTCRD#: 175476 San Francisco, CA
Registration History
20002002200420062008201020122014201620182020202220242026IAELLEVEST (CRD# 175476)2016 - Present (9 years)IASIMPLYSMART ASSET MANAGEMENT (CRD# 152991)2010 - Present (14 years)IAFINANCIAL ENGINES ADVISORS LLC (CRD# 104510)1999 - 2008 (8 years)
License(s)

State Registrations

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California 4/5/2010

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Texas 2/16/2016

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New York 8/31/2021

Current Registration(s)
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ELLEVEST (CRD#:175476)
San Francisco, CA
48 West 25th Street, 6th Floor, New York, NY 10010
Registered with this firm since 2/16/2016

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SIMPLYSMART ASSET MANAGEMENT (CRD#:152991)
San Francisco, CA
Registered with this firm since 4/5/2010

Previous Registration(s)
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12/03/1999 - 09/15/2008 FINANCIAL ENGINES ADVISORS LLC (CRD#:104510) PALO ALTO, CA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.