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JEFFREY STEVEN FROSHMAN MR
CRD#: 2805139
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 550 S WINCHESTER BLVD STE 601
SAN JOSE, CA 95128
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2010 - Present (14 years)BFOOTHILL SECURITIES, INC. (CRD# 1027)2002 - 2010 (8 years)BTHE LIGHTHOUSE ORGANIZATION, INC. (CRD# 44164)2000 - 2002 (2 years)IAFOOTHILL SECURITIES, INC. (CRD# 1027)2003 - 2010 (7 years)
Disclosure(s)
View By:
12/20/2007
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 11/16/2010

B
Nevada 11/12/2010

B
California 11/9/2010

B
New Jersey 11/17/2010

IA
California 11/9/2010

B
New York 11/10/2010

B
Colorado 11/9/2010

B
North Carolina 11/10/2010

B
Connecticut 11/9/2010

B
Oklahoma 11/15/2010

B
District of Columbia 11/15/2010

B
Pennsylvania 11/9/2010

B
Florida 11/16/2010

B
South Dakota 11/10/2010

B
Idaho 11/10/2010

IA
Texas 11/16/2010

B
Illinois 8/26/2019

B
Texas 4/1/2013

B
Kansas 8/22/2022

B
Utah 11/9/2010

B
Massachusetts 11/16/2010

B
Virginia 11/9/2010

B
Michigan 11/17/2010

B
Washington 11/8/2010

B
Minnesota 11/12/2010

B
Wisconsin 11/10/2010

B
Montana 2/26/2025

B
Wyoming 7/19/2019

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
550 S WINCHESTER BLVD STE 601, SAN JOSE, CA 95128
SANTA CRUZ, CA
Registered with this firm since 11/9/2010

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
550 S WINCHESTER BLVD STE 601, SAN JOSE, CA 95128
SANTA CRUZ, CA
Registered with this firm since 11/8/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/16/2003 - 10/01/2010 FOOTHILL SECURITIES, INC. (CRD#:1027) CAPITOLA, CA
B
05/30/2002 - 10/01/2010 FOOTHILL SECURITIES, INC. (CRD#:1027) CAPITOLA, CA
B
02/10/2000 - 07/10/2002 THE LIGHTHOUSE ORGANIZATION, INC. (CRD#:44164) SHREWSBURY, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.