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WESTLEY NOBUO YAMASAKI
WES YAMASAKI
CRD#: 2804367
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1001 BISHOP ST
STE 1900
HONOLULU, HI 96813
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1996 - 2003 (6 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2003 (6 years)
License(s)

State Registrations

B
Arizona 5/5/2022

B
New Jersey 11/14/2019

B
California 7/1/2003

B
New York 3/2/2007

B
Colorado 7/1/2003

B
North Carolina 7/28/2015

B
Florida 5/15/2009

B
Ohio 1/10/2024

B
Hawaii 7/1/2003

B
Oregon 1/9/2024

IA
Hawaii 7/1/2003

B
Pennsylvania 4/8/2016

B
Idaho 1/9/2024

B
Tennessee 1/9/2024

B
Illinois 10/30/2023

B
Texas 10/3/2012

B
Indiana 1/7/2014

IA
Texas 10/4/2012

B
Louisiana 1/30/2025

B
Utah 1/9/2024

B
Maryland 11/21/2017

B
Virginia 7/1/2003

B
Massachusetts 11/5/2024

B
Washington 7/1/2003

B
Michigan 1/9/2024

B
Wisconsin 1/9/2024

B
Nevada 7/1/2003

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1001 BISHOP ST STE 1900, HONOLULU, HI 96813
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1001 BISHOP ST STE 1900, HONOLULU, HI 96813
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/31/1997 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) HONOLULU, HI
B
12/13/1996 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.