Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
NATHAN LOWELL CHERNISS
CRD#: 2803567
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 11535 WAVERLY CENTER DR
BLDG C-1
CHARLOTTE, NC 28277
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2001 (1 year)2 FIRMS2004 - 2008 (3 years)2 FIRMS2008 - Present (17 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2003 - 2004 (<1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)2002 - 2003 (1 year)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2001 - 2002 (<1 year)BSUNAMERICA CAPITAL SERVICES, INC. (CRD# 13158)1997 - 1999 (1 year)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1997 - 1997 (<1 year)
License(s)

State Registrations

B
Alabama 3/18/2025
B
Nevada 3/11/2009
B
Arizona 7/19/2024
B
New Jersey 2/1/2008
B
California 2/1/2008
IA
New Jersey 2/1/2008
B
Colorado 1/26/2015
B
New York 2/1/2008
B
Florida 2/1/2008
B
North Carolina 1/8/2009
B
Georgia 7/22/2019
IA
North Carolina 7/23/2013
B
Louisiana 7/12/2024
B
South Carolina 3/14/2008
B
Maine 3/11/2022
B
Texas 7/28/2016
B
Maryland 3/18/2025
IA
Texas 7/28/2016
B
Massachusetts 4/12/2022
B
Virginia 2/1/2008

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
11535 WAVERLY CENTER DR BLDG C-1, CHARLOTTE, NC 28277
Registered with this firm since 2/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
11535 WAVERLY CENTER DR BLDG C-1, CHARLOTTE, NC 28277
Registered with this firm since 2/1/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/13/2004 - 02/04/2008 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HARTSDALE, NY
B
 05/03/2004 - 02/04/2008 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HARTSDALE, NY
B
 06/03/2003 - 04/30/2004 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
B
 03/26/2002 - 06/06/2003 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
 08/07/2001 - 03/15/2002 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) WESTLAKE VILLAGE, CA
B
 07/22/1999 - 03/30/2001 JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (CRD#:40178) FRANKLIN, TN
B
 06/29/1999 - 03/30/2001 NATIONAL PLANNING CORPORATION (CRD#:29604) LOS ANGELES, CA
B
 07/15/1997 - 06/10/1999 SUNAMERICA CAPITAL SERVICES, INC. (CRD#:13158) JERSEY CITY, NJ
B
 01/15/1997 - 07/15/1997 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.