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JOHN EDWARD HAUGH
CRD#: 2802866
IA
Investment Adviser
B
Broker
HYJC CAPITAL OF WNYCRD#: 325574 5989 BIG TREE RD
LAKEVILLE, NY 14480
LPL FINANCIAL LLCCRD#: 6413 5989 BIG TREE RD
LAKEVILLE, NY 14480
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2021 - 2023 (1 year)2 FIRMS1996 - 1997 (<1 year)IAHYJC CAPITAL OF WNY (CRD# 325574)2023 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2013 - Present (11 years)BFIVE STAR INVESTMENT SERVICES,... (CRD# 101840)2000 - 2013 (13 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)2000 - 2000 (<1 year)BWADDELL & REED, INC. (CRD# 866)1997 - 2000 (2 years)IALPL FINANCIAL LLC (CRD# 6413)2013 - 2019 (6 years)
License(s)

State Registrations

B
Florida 10/16/2013

B
Pennsylvania 10/16/2013

B
Indiana 9/30/2022

B
South Carolina 12/12/2016

B
Louisiana 4/9/2018

B
Texas 5/31/2016

B
Michigan 11/20/2020

IA
Texas 12/15/2023

B
New York 10/16/2013

B
Virginia 2/11/2019

IA
New York 3/20/2023

B
West Virginia 1/25/2017

B
North Carolina 12/3/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HYJC CAPITAL OF WNY (CRD#:325574)
5989 BIG TREE RD, LAKEVILLE, NY 14480
Registered with this firm since 3/20/2023

B
LPL FINANCIAL LLC (CRD#:6413)
5989 BIG TREE RD, LAKEVILLE, NY 14480
Registered with this firm since 10/16/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/03/2021 - 05/25/2023 LPL FINANCIAL LLC (CRD#:6413) LAKEVILLE, NY
IA
08/11/2021 - 03/15/2023 HNP CAPITAL LLC (CRD#:150333) ROCHESTER, NY
IA
10/16/2013 - 12/16/2019 LPL FINANCIAL LLC (CRD#:6413) LAKEVILLE, NY
B
03/20/2000 - 10/16/2013 FIVE STAR INVESTMENT SERVICES, INC. (CRD#:101840) GENESEO, NY
B
02/07/2000 - 03/23/2000 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
10/17/1997 - 02/17/2000 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
B
12/24/1996 - 02/14/1997 DUKE & CO., INC. (CRD#:8035) NEW YORK, NY
B
10/14/1996 - 01/03/1997 CONTINENTAL BROKER-DEALER CORP. (CRD#:14048)
FINRA expelled the firm on 05/06/2004
CARLE PLACE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.