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TERESA MAE HERMAN
TERESA HERMAN, TERESA MAE ONEILL
CRD#: 2801864
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6101 S BROADWAY AVE
STE 110
TYLER, TX 75703
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2008 (11 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2008 (5 years)
Disclosure(s)
View By:
4/9/2003
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 11/11/2016

B
Missouri 1/1/2008

B
Colorado 1/1/2008

B
Pennsylvania 1/1/2008

B
Florida 1/1/2008

B
South Carolina 11/16/2020

B
Georgia 1/1/2008

B
Texas 1/1/2008

B
Kansas 1/1/2008

IA
Texas 1/1/2008

B
Louisiana 7/5/2024

B
Virginia 1/1/2008

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6101 S BROADWAY AVE STE 110, TYLER, TX 75703
Registered with this firm since 1/1/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6101 S BROADWAY AVE STE 110, TYLER, TX 75703
Registered with this firm since 1/1/2008

Previous Registration(s)
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B
01/14/1997 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) TYLER, TX
IA
11/12/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) TYLER, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.