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Detailed Report
JARROD GLENN FOWLER
CRD#: 2801490
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 3965 Dallas Parkway
Frisco TRAC
Frisco, TX 75034
Registration History
19952000200520102015202020252 FIRMS2001 - 2005 (4 years)2 FIRMS2005 - Present (19 years)BFIRST AVANTUS SECURITIES, INC. (CRD# 40418)2000 - 2001 (<1 year)BTHE AVANTUS GROUP, INC. (CRD# 39347)1996 - 2000 (4 years)
Disclosure(s)
View By:
8/25/2005
Customer Dispute
Denied
7/17/1994
Criminal
Final Disposition
License(s)

State Registrations

B
Alaska 10/6/2010
B
Nevada 2/13/2007
B
Arizona 2/27/2006
B
New Mexico 9/12/2006
B
Arkansas 9/12/2006
B
New York 7/26/2007
B
California 2/21/2006
B
North Carolina 6/7/2013
B
Colorado 2/21/2006
B
North Dakota 10/6/2010
B
Florida 7/26/2007
B
Oklahoma 9/20/2011
B
Idaho 10/5/2010
B
Oregon 10/7/2010
B
Iowa 7/25/2007
B
South Dakota 10/7/2010
B
Kansas 6/8/2007
B
Texas 9/1/2005
B
Louisiana 1/14/2010
IA
Texas 9/1/2005
B
Massachusetts 1/30/2020
B
Utah 2/24/2006
B
Missouri 1/10/2006
B
Washington 2/22/2006
B
Montana 1/10/2006
B
Wyoming 10/5/2010
B
Nebraska 2/16/2006

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
3965 Dallas Parkway Frisco TRAC, Frisco, TX 75034
Dallas, TX
Registered with this firm since 9/1/2005
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
3965 Dallas Parkway Frisco TRAC, Frisco, TX 75034
Dallas, TX
Registered with this firm since 9/1/2005
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/06/2001 - 08/02/2005 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HURST, TX
B
 03/05/2001 - 08/02/2005 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
 12/18/2000 - 02/23/2001 FIRST AVANTUS SECURITIES, INC. (CRD#:40418) AUSTIN, TX
B
 10/02/1996 - 12/18/2000 THE AVANTUS GROUP, INC. (CRD#:39347) AUSTIN, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.