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Detailed Report
MICHAEL JAMES GIAVANTI
MICHAEL JAMES FERNANDEZ, MICHAEL J GIAVANTI, MICHAEL JAMES GIAVANTILEE
CRD#: 2800963
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8474 ROZITA LEE AVE STE 400
[SD-RBO]
LAS VEGAS, NV 89113
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - Present (13 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)1999 - 2000 (<1 year)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1998 - 1999 (1 year)BSCUDDER INVESTOR SERVICES, INC. (CRD# 754)1997 - 1998 (<1 year)BJACK WHITE & COMPANY, INC. (CRD# 7645)1997 - 1997 (<1 year)BJANUS DISTRIBUTORS, INC. (CRD# 28832)1996 - 1997 (<1 year)
License(s)

State Registrations

B
Arizona 10/18/2017
B
Nevada 10/8/2021
IA
Arizona 12/21/2021
IA
Nevada 1/4/2022
B
Arkansas 10/8/2021
B
Utah 10/8/2021
B
Massachusetts 10/8/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8474 ROZITA LEE AVE STE 400 [SD-RBO], LAS VEGAS, NV 89113
8601 N SCOTTSDALE RD STE 150 [SF-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 12/21/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8474 ROZITA LEE AVE STE 400 [SD-RBO], LAS VEGAS, NV 89113
8601 N SCOTTSDALE RD STE 150 [SF-RBO], SCOTTSDALE, AZ 85253
Registered with this firm since 9/5/2011
Previous Registration(s)
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B
 10/01/1999 - 08/04/2000 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
B
 04/07/1998 - 07/02/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
 10/28/1997 - 02/25/1998 SCUDDER INVESTOR SERVICES, INC. (CRD#:754) NEW YORK, NY
B
 05/02/1997 - 09/30/1997 JACK WHITE & COMPANY, INC. (CRD#:7645)
B
 10/22/1996 - 04/01/1997 JANUS DISTRIBUTORS, INC. (CRD#:28832) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.