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Detailed Report
Jose Eleazar Palafox
CRD#: 2800099
IA
Investment Adviser
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 10077 GROGANS MILL RD
SUITE 150
THE WOODLANDS, TX 77380
Registration History
20002002200420062008201020122014201620182020202220242026IAWEALTH ENHANCEMENT ADVISORY SE... (CRD# 116407)2024 - Present (<1 year)IASTARFOX FINANCIAL SERVICES, LLC (CRD# 142758)2007 - 2024 (17 years)IAMARATHON CAPITAL MANAGEMENT (CRD# 132645)2005 - 2007 (2 years)IALINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2002 - 2005 (2 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2000 - 2002 (2 years)
Disclosure(s)
View By:
5/4/2002
Criminal
Final Disposition
License(s)

State Registrations

IA
Texas 6/17/2024
Current Registration(s)
IA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC (CRD#:116407)
10077 GROGANS MILL RD SUITE 150, THE WOODLANDS, TX 77380
Registered with this firm since 6/17/2024
Previous Registration(s)
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IA
 03/22/2007 - 07/01/2024 STARFOX FINANCIAL SERVICES, LLC (CRD#:142758) THE WOODLANDS, TX
IA
 02/01/2005 - 04/09/2007 MARATHON CAPITAL MANAGEMENT (CRD#:132645) VICTORVILLE, CA
IA
 12/17/2002 - 02/28/2005 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) APPLE VALLEY, CA
IA
 08/22/2000 - 11/04/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) ONTARIO, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.