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JEANNETTE TK MARTIN
JEANNETTE T KWONG, JEANNETTE T K MARTIN, JEANNETTE T. K. MARTIN, Jeannette T Martin
CRD#: 2800087
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 120 S Riverside
Suite 700
Chicago, IL 60606
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (<1 year)2 FIRMS2013 - 2014 (1 year)2 FIRMS2015 - 2018 (3 years)2 FIRMS2019 - Present (5 years)BADVANCED EQUITIES, INC. (CRD# 35545)2007 - 2012 (5 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2006 - 2007 (1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)2003 - 2006 (3 years)BDEUTSCHE BANC ALEX. BROWN INC. (CRD# 2525)2001 - 2001 (<1 year)BDB ALEX. BROWN LLC (CRD# 17790)1998 - 2001 (2 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 1998 (1 year)IADAVID A. NOYES & COMPANY (CRD# 205)2015 - 2015 (<1 year)IAADVANCED EQUITIES, INC. (CRD# 35545)2008 - 2012 (4 years)
License(s)

State Registrations

B
California 1/24/2025

IA
Indiana 6/5/2019

B
Florida 2/11/2025

B
Kansas 8/20/2019

B
Illinois 6/5/2019

B
Maryland 6/5/2019

IA
Illinois 6/5/2019

B
Michigan 1/24/2025

B
Indiana 6/5/2019

B
Pennsylvania 1/23/2025

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
120 S Riverside Suite 700, Chicago, IL 60606
Munster, IN
Registered with this firm since 6/5/2019

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
120 S Riverside Suite 700, Chicago, IL 60606
Munster, IN
Registered with this firm since 6/5/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/11/2015 - 12/20/2018 SANCTUARY ADVISORS, LLC (CRD#:226606) CHICAGO, IL
B
01/06/2015 - 12/20/2018 DAVID A. NOYES & COMPANY (CRD#:205) INDIANAPOLIS, IN
IA
01/06/2015 - 08/11/2015 DAVID A. NOYES & COMPANY (CRD#:205) CHICAGO, IL
IA
02/07/2013 - 08/13/2014 MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. (CRD#:111135) CHICAGO, IL
B
02/07/2013 - 08/13/2014 MESIROW FINANCIAL, INC. (CRD#:2764) CHICAGO, IL
IA
01/28/2008 - 11/20/2012 ADVANCED EQUITIES, INC. (CRD#:35545) CHICAGO, IL
B
08/06/2007 - 11/20/2012 ADVANCED EQUITIES, INC. (CRD#:35545)
FINRA expelled the firm on 08/18/2014
CHICAGO, IL
B
03/08/2006 - 08/21/2007 FIRST ALLIED SECURITIES, INC. (CRD#:32444) CHICAGO, IL
B
03/04/2003 - 03/13/2006 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
IA
06/06/2002 - 03/03/2003 WAYNE HUMMER ASSET MANAGEMENT COMPANY (CRD#:110757) CHICAGO, IL
B
06/05/2002 - 03/03/2003 WAYNE HUMMER INVESTMENTS L.L.C. (CRD#:875) CHICAGO, IL
B
01/13/2001 - 09/20/2001 DEUTSCHE BANC ALEX. BROWN INC. (CRD#:2525) NEW YORK, NY
B
09/18/1998 - 01/13/2001 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
B
02/20/1997 - 04/03/1998 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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Disclosures
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