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Detailed Report
CLAUDETTE GONZALEZ KLEIN
CLAUDIA KLEIN
CRD#: 2798976
IA
Investment Adviser
B
Broker
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 999 COMMERCIAL ST STE 107
PALO ALTO, CA 94303
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 999 COMMERCIAL ST STE 107
PALO ALTO, CA 94303
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAAMERITAS ADVISORY SERVICES, LLC (CRD# 317245)2021 - Present (3 years)BAMERITAS INVESTMENT COMPANY, LLC (CRD# 14869)1998 - Present (26 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1996 - 1998 (1 year)IAAMERITAS ADVISORY SERVICES (CRD# 14869)2007 - 2021 (14 years)
License(s)

State Registrations

B
California 5/13/1998
B
Nevada 6/15/1999
IA
California 11/1/2021
B
Washington 1/8/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERITAS ADVISORY SERVICES, LLC (CRD#:317245)
999 COMMERCIAL ST STE 107, PALO ALTO, CA 94303
Registered with this firm since 11/1/2021
B
AMERITAS INVESTMENT COMPANY, LLC (CRD#:14869)
999 COMMERCIAL ST STE 107, PALO ALTO, CA 94303
Registered with this firm since 5/13/1998
Previous Registration(s)
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IA
 05/10/2007 - 11/01/2021 AMERITAS ADVISORY SERVICES (CRD#:14869) PALO ALTO, CA
B
 11/07/1996 - 06/17/1998 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.