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Detailed Report
DENNEY R DOMANTAY
DENNEY RAMIREZ DOMANTAY
CRD#: 2798834
IA
Investment Adviser
B
Broker
MISSIONSQUARE RETIREMENTCRD#: 108783 PASADENA, CA
MISSIONSQUARE INVESTMENT SERVICESCRD#: 23189 PASADENA, CA
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 2005 (8 years)2 FIRMS2005 - 2008 (3 years)2 FIRMS2008 - 2010 (1 year)2 FIRMS2010 - 2015 (5 years)2 FIRMS2015 - 2016 (1 year)2 FIRMS2020 - 2022 (1 year)2 FIRMS2023 - Present (1 year)IAAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1997 - 2005 (7 years)
Disclosure(s)
View By:
6/29/1998
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 12/13/2024
B
California 8/4/2023
IA
Arizona 12/13/2024
IA
California 8/4/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
MISSIONSQUARE INVESTMENT SERVICES (CRD#:23189)
PASADENA, CA
Registered with this firm since 8/4/2023
IA
MISSIONSQUARE RETIREMENT (CRD#:108783)
PASADENA, CA
Registered with this firm since 8/4/2023
Previous Registration(s)
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IA
 12/01/2020 - 04/21/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) Pasadena, CA
B
 09/30/2020 - 04/21/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
IA
 05/13/2015 - 05/16/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) TORRANCE, CA
B
 05/13/2015 - 05/16/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) TORRANCE, CA
IA
 05/21/2010 - 06/05/2015 LPL FINANCIAL LLC (CRD#:6413) PASADENA, CA
B
 05/21/2010 - 06/05/2015 LPL FINANCIAL LLC (CRD#:6413) PASADENA, CA
IA
 12/23/2008 - 05/21/2010 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) PASADENA, CA
B
 12/23/2008 - 05/21/2010 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) PASADENA, CA
IA
 02/23/2005 - 12/26/2008 LPL FINANCIAL CORPORATION (CRD#:6413) PASADENA, CA
B
 02/23/2005 - 12/26/2008 LPL FINANCIAL CORPORATION (CRD#:6413) PASADENA, CA
IA
 12/15/1997 - 02/22/2005 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) GLENDALE, CA
B
 10/29/1996 - 02/22/2005 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 10/29/1996 - 02/22/2005 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.