Individual Firm
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FEDERICO M BARRETO
FED BARRETO, FEDERICO MARIO BARRETO, FEDERICO MARIO BARRETO SCHWEIZER
CRD#: 2798607
IA
B
OPPENHEIMER & CO. INC.CRD#: 249 11780 U.S. HIGHWAY 1
SUITE N101
NORTH PALM BEACH, FL 33408
SUITE N101
NORTH PALM BEACH, FL 33408
0
Disclosures
27
Years of Experience
View By:
State Registrations
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Arizona 1/13/2023
B
New York 7/11/2023
B
California 11/28/2023
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Puerto Rico 10/16/2023
B
Colorado 1/17/2023
B
South Carolina 1/13/2023
B
Florida 1/13/2023
B
Texas 1/13/2023
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Florida 1/17/2023
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Texas 1/17/2023
B
Massachusetts 7/18/2023
B
Virginia 1/17/2023
SRO Registrations
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IA
Registered with this firm since 1/17/2023
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Registered with this firm since 1/13/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/20/2010 - 01/19/2023 | Palm Beach Gardens, FL | |
B | 08/04/2010 - 01/19/2023 | Palm Beach Gardens, FL | |
IA | 01/01/2010 - 08/13/2010 | MIAMI, FL | |
B | 01/01/2010 - 08/13/2010 | MIAMI, FL | |
IA | 02/01/2007 - 01/01/2010 | MIAMI, FL | |
B | 02/01/2007 - 01/01/2010 | MIAMI, FL | |
IA | 01/17/2003 - 02/27/2007 | PALM BEACH GARDENS, FL | |
B | 01/17/2003 - 02/27/2007 | PALM BEACH GARDENS, FL | |
IA | 04/20/2000 - 01/24/2003 | PALM BEACH GARDENS, FL | |
B | 04/20/2000 - 01/24/2003 | NEW YORK, NY | |
B | 06/29/1998 - 04/27/2000 | NEW YORK, NY | |
B | 10/10/1996 - 12/16/1997 | BOSTON, MA | |
B | 10/10/1996 - 05/01/1997 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.