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Detailed Report
June Liao
JUNE LIAO
CRD#: 2798501
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 37-20 PRINCE STREET
SUITE 2A
FLUSHING, NY 11354
Registration History
1996199820002002200420062008201020122014201620182020202220242026IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2021 - Present (3 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2015 - Present (9 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1996 - 1999 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 1996 (<1 year)
License(s)

State Registrations

IA
Connecticut 9/27/2021
IA
New York 9/27/2021
B
New York 11/24/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
37-20 PRINCE STREET SUITE 2A, FLUSHING, NY 11354
Registered with this firm since 9/27/2021
B
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
37-20 PRINCE STREET SUITE 2A, FLUSHING, NY 11354
Registered with this firm since 11/13/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/06/1996 - 09/22/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 10/11/1996 - 10/22/1996 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.