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BART RICHARD BONGA
CRD#: 2798234
IA
Investment Adviser
B
Broker
ROTHSCHILD INVESTMENT CORPORATIONCRD#: 728 ROTHSCHILD INVESTMENT CORPORATION
SUITE 6500
CHICAGO, IL 60606
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - Present (28 years)
Disclosure(s)
View By:
7/9/2008
Regulatory
Final
License(s)

State Registrations

B
Arizona 2/25/2004

B
Mississippi 1/14/2014

IA
Arizona 2/2/2011

B
Missouri 6/27/2006

B
Arkansas 1/5/2016

B
Nebraska 1/4/2022

B
California 11/14/1996

B
Nevada 1/9/2017

B
Colorado 6/27/2006

B
New Jersey 6/27/2006

B
Connecticut 9/29/2014

B
New York 6/27/2006

B
Florida 9/26/1996

B
North Carolina 1/4/2022

IA
Florida 9/26/1996

B
Ohio 6/28/2006

B
Georgia 2/25/2004

B
Oklahoma 6/27/2006

B
Illinois 11/14/1996

B
Oregon 2/25/2004

IA
Illinois 1/31/2011

B
Pennsylvania 2/25/2004

B
Indiana 6/27/2006

B
South Carolina 1/27/2010

B
Iowa 5/23/2011

B
South Dakota 7/25/2022

B
Kansas 6/20/2022

B
Tennessee 2/28/2011

B
Kentucky 1/8/2015

B
Texas 11/14/1996

B
Maine 5/21/2008

IA
Texas 1/26/2024

B
Massachusetts 6/27/2006

B
Utah 1/4/2023

B
Michigan 11/15/1996

B
Virginia 1/4/2023

IA
Michigan 11/1/2010

B
Washington 6/27/2006

B
Minnesota 6/27/2006

B
Wisconsin 11/14/1996

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROTHSCHILD INVESTMENT CORPORATION (CRD#:728)
ROTHSCHILD INVESTMENT CORPORATION SUITE 6500, CHICAGO, IL 60606
Brentwood, TN
Registered with this firm since 9/26/1996

B
ROTHSCHILD INVESTMENT LLC (CRD#:728)
ROTHSCHILD INVESTMENT CORPORATION SUITE 6500, CHICAGO, IL 60606
Brentwood, TN
Registered with this firm since 9/25/1996

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.