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MICHAEL JOHN DESANTIS
MICHAEL J DESANTIS
CRD#: 2797129
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 220 PALM COAST NE
PALM COAST, FL 32137
PALM COAST, FL 32137
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 220 PALM COAST PKWY NE
PALM COAST, FL 32137
PALM COAST, FL 32137
0
Disclosures
28
Years of Experience
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State Registrations
B
Florida 8/13/2018
B
Georgia 8/13/2018
IA
Florida 2/26/2020
SRO Registrations
B
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IA
Registered with this firm since 2/26/2020
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Registered with this firm since 8/13/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/23/2010 - 08/14/2018 | MAITLAND, FL | |
IA | 10/01/2000 - 08/30/2010 | MAITLAND, FL | |
B | 10/01/2000 - 08/30/2010 | MAITLAND, FL | |
B | 10/24/1996 - 10/01/2000 | CHARLOTTE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.