• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JESSICA LUONG
TRINH LUONG
CRD#: 2796187
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3700 BUFFALO SPEEDWAY
HOUSTON, TX 77098
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2009 (9 years)2 FIRMS2009 - Present (15 years)BCOMERICA SECURITIES (CRD# 17079)2000 - 2000 (<1 year)BCOMPASS BROKERAGE, INC. (CRD# 17086)1999 - 2000 (<1 year)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1997 - 1999 (1 year)
Disclosure(s)
View By:
1/26/2000
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 2/3/2017

B
Nebraska 10/23/2009

B
Arizona 10/30/2009

B
Nevada 4/1/2011

B
Arkansas 4/28/2010

B
New Hampshire 4/29/2014

B
California 10/23/2009

B
New Mexico 2/23/2018

B
Colorado 10/23/2009

B
New York 4/26/2010

B
Delaware 1/20/2011

B
North Carolina 5/7/2010

B
District of Columbia 1/18/2011

B
Ohio 10/23/2009

B
Florida 10/23/2009

B
Oklahoma 2/7/2017

B
Georgia 10/23/2009

B
Oregon 10/23/2009

B
Hawaii 7/10/2015

B
Pennsylvania 10/23/2009

B
Illinois 4/28/2010

B
South Carolina 4/27/2010

B
Indiana 7/1/2013

B
Tennessee 10/23/2009

B
Iowa 12/5/2018

B
Texas 10/23/2009

B
Kentucky 12/22/2023

IA
Texas 10/23/2009

B
Louisiana 11/19/2009

B
Utah 11/25/2013

B
Maine 2/23/2018

B
Virginia 10/23/2009

B
Maryland 4/20/2017

B
Washington 10/23/2009

B
Massachusetts 10/23/2009

B
Wisconsin 1/20/2011

B
Michigan 10/23/2009

B
Wyoming 7/24/2023

B
Missouri 1/19/2011

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3700 BUFFALO SPEEDWAY, HOUSTON, TX 77098
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3700 BUFFALO SPEEDWAY, HOUSTON, TX 77098
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/08/2000 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HOUSTON, TX
B
08/07/2000 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HOUSTON, TX
B
03/22/2000 - 07/17/2000 COMERICA SECURITIES (CRD#:17079) DETROIT, MI
B
05/19/1999 - 02/07/2000 COMPASS BROKERAGE, INC. (CRD#:17086) BIRMINGHAM, AL
B
11/12/1997 - 02/11/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.