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KENNETH LOWELL COOK
CRD#: 2795902
IA
Investment Adviser
B
Broker
BLACKRIDGE ASSET MANAGEMENT, LLCCRD#: 277085 401 Isom Road
Suite 205
San Antonio, TX 78216
PEAK BROKERAGE SERVICES, LLCCRD#: 157045 401 Isom Road
Suite 205
San Antonio, TX 78216
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (<1 year)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2008 - 2014 (6 years)2 FIRMS2014 - 2018 (3 years)2 FIRMS2018 - Present (7 years)BONLINE BROKERAGE SERVICES (CRD# 104281)2004 - 2008 (4 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1998 - 2001 (3 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1997 - 1998 (<1 year)BUNITED HERITAGE FINANCIAL SERV... (CRD# 35316)1996 - 1997 (<1 year)IAOBS FINANCIAL SERVICES, INC. (CRD# 138615)2006 - 2008 (2 years)IAADVISORTRADZ (CRD# 104281)2004 - 2006 (2 years)
License(s)

State Registrations

B
Alabama 1/31/2018

B
New Mexico 11/11/2024

B
Arkansas 1/31/2018

B
North Carolina 11/8/2023

B
Georgia 6/1/2022

B
Oklahoma 10/25/2022

B
Louisiana 1/31/2018

B
Texas 1/31/2018

B
Mississippi 1/31/2018

IA
Texas 1/31/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BLACKRIDGE ASSET MANAGEMENT, LLC (CRD#:277085)
401 Isom Road Suite 205, San Antonio, TX 78216
Registered with this firm since 1/31/2018

B
PEAK BROKERAGE SERVICES, LLC (CRD#:157045)
401 Isom Road Suite 205, San Antonio, TX 78216
Registered with this firm since 1/31/2018

Previous Registration(s)
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IA
05/16/2014 - 02/07/2018 SUMMIT FINANCIAL GROUP INC (CRD#:109485) CONROE, TX
B
05/16/2014 - 02/07/2018 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) CONROE, TX
IA
03/31/2008 - 05/23/2014 NEXT FINANCIAL GROUP, INC. (CRD#:46214) COLLEGE STATION, TX
B
03/31/2008 - 05/23/2014 NEXT FINANCIAL GROUP, INC. (CRD#:46214) COLLEGE STATION, TX
IA
11/30/2011 - 12/19/2011 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) COLLEGE STATION, TX
B
11/30/2011 - 12/07/2011 FIRST ALLIED SECURITIES, INC. (CRD#:32444) COLLEGE STATION, TX
IA
07/11/2006 - 08/20/2008 OBS FINANCIAL SERVICES, INC. (CRD#:138615) CONCORD, CA
B
02/02/2004 - 03/31/2008 ONLINE BROKERAGE SERVICES (CRD#:104281) WHITEHOUSE, OH
IA
02/02/2004 - 08/18/2006 ADVISORTRADZ (CRD#:104281) COLLEGE STATION, TX
IA
11/04/2003 - 02/04/2004 WORLD CHOICE SECURITIES, INC. (CRD#:30933) WACO, TX
B
05/22/2003 - 02/04/2004 WORLD CHOICE SECURITIES, INC. (CRD#:30933) COLUMBUS, OH
B
06/07/1998 - 07/30/2001 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
09/19/1997 - 05/20/1998 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
09/10/1996 - 08/08/1997 UNITED HERITAGE FINANCIAL SERVICES, INC. (CRD#:35316) MERIDIAN, ID
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.