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Detailed Report
Jason T Mellor
JASON THOMAS MELLOR
CRD#: 2795200
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2317 RT 34
ST 1D & 1E
MANASQUAN, NJ 08736
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2317 Rt 34
Suite 1D & 1E
Manasquan, NJ 08736
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2017 - 2019 (2 years)2 FIRMS2019 - 2023 (4 years)2 FIRMS2023 - Present (1 year)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)2013 - 2017 (4 years)BNEW ENGLAND SECURITIES (CRD# 615)1997 - 2015 (18 years)IAMSI FINANCIAL SERVICES, INC. (CRD# 14251)2015 - 2017 (2 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2002 - 2015 (12 years)
Disclosure(s)
View By:
11/4/2019
Customer Dispute
Denied
License(s)

State Registrations

B
California 8/10/2023
B
New York 8/10/2023
B
Colorado 8/10/2023
B
Pennsylvania 8/10/2023
B
Delaware 8/10/2023
B
South Carolina 8/10/2023
B
Florida 8/11/2023
B
South Dakota 8/10/2023
B
New Jersey 8/10/2023
B
Texas 8/10/2023
IA
New Jersey 8/10/2023
IA
Texas 8/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2317 RT 34 ST 1D & 1E, MANASQUAN, NJ 08736
Registered with this firm since 8/10/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
2317 Rt 34 Suite 1D & 1E, Manasquan, NJ 08736
Registered with this firm since 8/10/2023
Previous Registration(s)
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IA
 08/09/2019 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Manasquan, NJ
B
 08/09/2019 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) Manasquan, NJ
IA
 03/25/2017 - 08/13/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) WALL TOWNSHIP, NJ
B
 03/25/2017 - 08/13/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) WALL TOWNSHIP, NJ
IA
 01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) WALL TOWNSHIP, NJ
B
 01/10/2013 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) WALL TOWNSHIP, NJ
IA
 06/21/2002 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) WALL TOWNSHIP, NJ
B
 01/14/1997 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) WALL TOWNSHIP, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.