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Registration History
1996199820002002200420062008201020122014201620182020202220242 FIRMS2018 - Present (6 years)BSII INVESTMENTS, INC. (CRD# 2225)1998 - 2018 (19 years)BFSC SECURITIES CORPORATION (CRD# 7461)1996 - 1998 (2 years)IASII INVESTMENTS, INC. (CRD# 2225)1999 - 2018 (18 years)
Disclosure(s)
View By:
2/8/2018
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 9/14/2020

IA
Massachusetts 2/14/2018

B
Arizona 2/14/2018

B
Michigan 2/14/2018

IA
Arizona 2/14/2018

B
Minnesota 8/6/2019

B
California 2/14/2018

B
New Mexico 2/14/2018

IA
California 2/14/2018

B
North Carolina 2/14/2018

B
Colorado 2/14/2018

B
Ohio 2/14/2018

IA
Colorado 2/14/2018

IA
Ohio 2/14/2018

B
Florida 2/15/2018

B
Oklahoma 2/14/2018

B
Georgia 5/8/2023

B
Pennsylvania 2/14/2018

B
Illinois 2/14/2018

IA
Pennsylvania 2/14/2018

IA
Illinois 2/14/2018

B
South Carolina 2/14/2018

B
Indiana 2/14/2018

IA
South Carolina 2/14/2018

IA
Indiana 2/14/2018

B
South Dakota 2/14/2018

B
Iowa 2/14/2018

IA
South Dakota 2/14/2018

B
Kansas 2/14/2018

B
Tennessee 9/16/2020

IA
Kansas 2/14/2018

B
Texas 10/5/2018

B
Louisiana 9/5/2019

IA
Texas 10/16/2018

B
Maryland 9/14/2020

B
Virginia 5/4/2023

B
Massachusetts 2/14/2018

B
Wisconsin 6/15/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
55 W. 94TH PLACE, CROWN POINT, IN 46307
11030 96TH PL, ST. JOHN, IN 46373
Registered with this firm since 2/14/2018

B
LPL FINANCIAL LLC (CRD#:6413)
55 W. 94TH PLACE, CROWN POINT, IN 46307
11030 96TH PL, ST. JOHN, IN 46373
Registered with this firm since 2/14/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/27/1999 - 02/15/2018 SII INVESTMENTS, INC. (CRD#:2225) CROWN POINT, IN
B
12/10/1998 - 02/14/2018 SII INVESTMENTS, INC. (CRD#:2225) CROWN POINT, IN
B
11/22/1996 - 12/10/1998 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.