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DAVID EDWARD ERNST
DAVID ERNST
CRD#: 2794824
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 12312 OLIVE BOULEVARD
SUITE 265
ST. LOUIS, MO 63141
SUITE 265
ST. LOUIS, MO 63141
0
Disclosures
27
Years of Experience
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State Registrations
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Illinois 2/11/2020
B
Missouri 2/3/2020
IA
Illinois 2/11/2020
IA
Missouri 2/3/2020
SRO Registrations
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IA
Registered with this firm since 2/3/2020
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Registered with this firm since 2/3/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/03/2019 - 01/31/2020 | St. Louis, MO | |
B | 12/03/2019 - 01/31/2020 | St. Louis, MO | |
IA | 03/05/2012 - 08/07/2019 | Brentwood, MO | |
B | 03/05/2012 - 08/07/2019 | Brentwood, MO | |
IA | 02/11/2009 - 01/23/2012 | ST CHARLES, MO | |
B | 02/11/2009 - 01/23/2012 | ST CHARLES, MO | |
B | 03/02/2007 - 01/22/2009 | BISMARCK, ND | |
B | 08/09/2005 - 02/06/2007 | CHESTERFIELD, MO | |
B | 10/07/2003 - 08/16/2005 | SPRINGFIELD, MA | |
B | 03/30/2001 - 10/03/2003 | MILWAUKEE, WI | |
B | 03/30/2001 - 01/01/2002 | MILWAUKEE, WI | |
B | 12/09/1999 - 02/28/2001 | NEW YORK, NY | |
B | 11/05/1996 - 12/09/1999 | ST. LOUIS, MO |
Brentwood, MO
03/05/2012 - 08/07/2019
ST CHARLES, MO
02/11/2009 - 01/23/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.