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PETER JAMES KOKOLIS
PETER J KOKLIOS, PETE JAMES KOKOLIS
CRD#: 2794019
IA
B
MORGAN STANLEYCRD#: 149777 437 West Duke Of Gloucester Street
Williamsburg, VA 23185
Williamsburg, VA 23185
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
Alabama 5/14/2018
B
New Hampshire 12/6/2021
B
Arizona 5/16/2019
B
New Jersey 2/6/2013
B
Arkansas 12/21/2018
B
New Mexico 12/6/2017
B
California 6/1/2009
B
New York 10/3/2011
B
Colorado 6/8/2017
B
North Carolina 6/1/2009
B
Connecticut 5/14/2018
B
Ohio 5/17/2016
B
Delaware 6/17/2016
B
Oklahoma 6/20/2018
B
District of Columbia 1/11/2016
B
Oregon 3/21/2023
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Georgia 4/27/2010
B
South Carolina 6/1/2009
B
Illinois 6/1/2009
B
Tennessee 11/8/2018
B
Indiana 5/14/2018
B
Texas 6/1/2009
B
Kentucky 12/7/2021
IA
Texas 2/12/2014
B
Louisiana 2/9/2023
B
Utah 5/11/2018
B
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 9/8/2009
IA
Virginia 6/1/2009
B
Michigan 5/15/2012
B
Washington 4/12/2022
B
Mississippi 2/4/2025
B
West Virginia 1/14/2010
B
Missouri 2/23/2022
B
Wisconsin 7/26/2024
B
Montana 5/11/2018
B
Wyoming 1/22/2020
B
Nevada 6/20/2018
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/09/2009 - 06/01/2009 | WILLIAMSBURG, VA | |
B | 04/09/2009 - 06/01/2009 | WILLIAMSBURG, VA | |
IA | 08/27/1997 - 04/13/2009 | WILLIAMSBURG, VA | |
B | 11/08/1996 - 04/13/2009 | WILLIAMSBURG, VA |
WILLIAMSBURG, VA
08/27/1997 - 04/13/2009
WILLIAMSBURG, VA
11/08/1996 - 04/13/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.