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FAYE L HART
CRD#: 2793769
IA
B
VENTURA WEALTH MANAGEMENTCRD#: 152301 820 TOWNSHIP LINE ROAD
SUITE 100
YARDLEY, PA 19067
SUITE 100
YARDLEY, PA 19067
OSAIC WEALTH, INC.CRD#: 23131 820 Township Line Road
Suite 100
Yardley, PA 19067
Suite 100
Yardley, PA 19067
0
Disclosures
28
Years of Experience
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State Registrations
B
California 10/11/2024
B
New Jersey 10/11/2024
B
Florida 10/11/2024
B
New York 10/11/2024
B
Illinois 10/11/2024
B
North Carolina 10/11/2024
B
Kentucky 10/11/2024
B
Pennsylvania 10/11/2024
B
Maryland 10/11/2024
B
Vermont 10/11/2024
B
Massachusetts 10/11/2024
B
Virginia 10/11/2024
IA
New Jersey 1/3/2011
B
Washington 10/11/2024
SRO Registrations
B
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IA
Registered with this firm since 1/3/2011
B
Registered with this firm since 10/11/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/02/2002 - 10/11/2024 | Yardley, PA | |
IA | 08/28/2002 - 12/31/2010 | HOLBROOK,, NY | |
B | 09/11/1996 - 12/31/2001 | PHOENIX, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.