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Detailed Report
Eric Oden
ERIC VONN ODEN
CRD#: 2793337
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 480 Washington Blvd. Floor 14
Jersey City, NJ 07310
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - 2018 (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2013 - 2017 (4 years)BGILFORD SECURITIES INCORPORATED (CRD# 8076)2012 - 2013 (1 year)BDREXEL HAMILTON, LLC (CRD# 143570)2012 - 2012 (<1 year)BMORGAN JOSEPH TRIARTISAN LLC (CRD# 10948)2009 - 2011 (2 years)BBREAN MURRAY, CARRET & CO., LLC. (CRD# 23723)2005 - 2009 (3 years)BBREAN MURRAY & CO., INC. (CRD# 7541)2005 - 2006 (<1 year)BRBC CAPITAL MARKETS CORPORATION (CRD# 6579)2004 - 2005 (<1 year)BRBC DAIN RAUSCHER INC. (CRD# 31194)2003 - 2004 (1 year)BFAHNESTOCK & CO. INC. (CRD# 249)2003 - 2003 (<1 year)BCIBC WORLD MARKETS CORP. (CRD# 630)2000 - 2003 (2 years)BBLAYLOCK & PARTNERS, L.P. (CRD# 35669)1996 - 2000 (3 years)
Disclosure(s)
View By:
6/12/2016
Financial
Final
License(s)

State Registrations

B
Alabama 10/10/2018
B
Nevada 10/23/2018
B
Alaska 10/10/2018
B
New Hampshire 11/13/2018
B
Arizona 10/12/2018
B
New Jersey 9/14/2018
B
Arkansas 10/10/2018
IA
New Jersey 9/21/2018
B
California 10/9/2018
B
New Mexico 10/10/2018
B
Colorado 10/11/2018
B
New York 9/17/2018
B
Connecticut 9/17/2018
B
North Carolina 10/11/2018
B
Delaware 10/16/2018
B
North Dakota 10/10/2018
B
District of Columbia 10/11/2018
B
Ohio 10/9/2018
B
Florida 10/15/2018
B
Oklahoma 10/12/2018
B
Georgia 10/10/2018
B
Oregon 11/8/2018
B
Hawaii 10/9/2018
B
Pennsylvania 10/12/2018
B
Idaho 10/9/2018
B
Puerto Rico 10/11/2018
B
Illinois 10/9/2018
B
Rhode Island 10/12/2018
B
Indiana 10/10/2018
B
South Carolina 10/12/2018
B
Iowa 10/10/2018
B
South Dakota 10/11/2018
B
Kansas 10/11/2018
B
Tennessee 10/10/2018
B
Kentucky 10/15/2018
B
Texas 10/11/2018
B
Louisiana 10/11/2018
IA
Texas 10/22/2018
B
Maine 10/10/2018
B
Utah 10/10/2018
B
Maryland 10/16/2018
B
Vermont 10/10/2018
B
Massachusetts 10/10/2018
B
Virgin Islands 10/15/2018
B
Michigan 10/11/2018
B
Virginia 10/9/2018
B
Minnesota 10/10/2018
B
Washington 10/10/2018
B
Mississippi 10/11/2018
B
West Virginia 10/31/2018
B
Missouri 10/24/2018
B
Wisconsin 10/10/2018
B
Montana 10/10/2018
B
Wyoming 10/9/2018
B
Nebraska 10/12/2018

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
480 Washington Blvd. Floor 14, Jersey City, NJ 07310
Registered with this firm since 9/21/2018
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
480 Washington Blvd. Floor 14, Jersey City, NJ 07310
Registered with this firm since 9/13/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 12/11/2017 - 02/06/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) SUFFERN, NY
B
 09/17/2013 - 10/10/2017 NYLIFE SECURITIES LLC (CRD#:5167) NEW YORK, NY
B
 04/11/2012 - 08/01/2013 GILFORD SECURITIES INCORPORATED (CRD#:8076) NEW YORK, NY
B
 02/02/2012 - 04/11/2012 DREXEL HAMILTON, LLC (CRD#:143570) NEW YORK, NY
B
 09/14/2009 - 11/22/2011 MORGAN JOSEPH TRIARTISAN LLC (CRD#:10948) NEW YORK, NY
B
 11/01/2005 - 07/29/2009 BREAN MURRAY, CARRET & CO., LLC. (CRD#:23723) NEW YORK, NY
B
 08/23/2005 - 03/14/2006 BREAN MURRAY & CO., INC. (CRD#:7541) NEW YORK, NY
B
 10/29/2004 - 08/16/2005 RBC CAPITAL MARKETS CORPORATION (CRD#:6579) NEW YORK, NY
B
 02/21/2003 - 11/02/2004 RBC DAIN RAUSCHER INC. (CRD#:31194) NEW YORK, NY
B
 01/03/2003 - 02/20/2003 FAHNESTOCK & CO. INC. (CRD#:249) NEW YORK, NY
B
 06/21/2000 - 01/03/2003 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
B
 12/10/1996 - 06/28/2000 BLAYLOCK & PARTNERS, L.P. (CRD#:35669) NEW YORK, NY
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.