Individual Firm
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JEFFREY WAYNE NEISLER
JEFF NEISLER
CRD#: 2793135
IA
B
MOMENTUM INDEPENDENT NETWORK INC.CRD#: 17587 ROGERS, AR
0
Disclosures
28
Years of Experience
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State Registrations
B
Arkansas 12/3/2009
IA
Florida 12/10/2009
IA
Arkansas 12/3/2009
B
Missouri 12/3/2009
B
California 12/3/2009
IA
Missouri 12/3/2009
IA
California 12/3/2009
B
Oklahoma 12/3/2009
B
Colorado 8/27/2019
IA
Oklahoma 12/3/2009
IA
Colorado 8/27/2019
B
Texas 12/3/2009
B
Florida 12/3/2009
IA
Texas 12/3/2009
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2008 - 12/04/2009 | ROGERS, AR | |
B | 01/01/2008 - 12/04/2009 | ROGERS, AR | |
B | 10/14/1996 - 01/03/2008 | ROGERS, AR | |
IA | 07/28/1997 - 01/01/2008 | ROGERS, AR |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.