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ANIL SINGH
NEAL SINGH
CRD#: 2793051
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 399 KNOLLWOOD RD, STE 317
WHITE PLIANS, NY 10603
Registration History
199820002002200420062008201020122014201620182020202220242 FIRMS2012 - 2016 (3 years)2 FIRMS2016 - Present (8 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2003 - 2012 (9 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 2003 (4 years)BGRUNTAL & CO., L.L.C. (CRD# 372)1997 - 1998 (1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)
Disclosure(s)
View By:
3/8/2016
Employment Separation After Allegations
6/11/2008
Customer Dispute
Denied
6/5/2008
Customer Dispute
Settled
12/8/2006
Regulatory
Final
1/20/2006
Customer Dispute
Settled
License(s)

State Registrations

B
California 8/10/2016

IA
New Jersey 5/25/2016

B
Colorado 3/13/2023

B
New York 5/2/2016

B
Connecticut 5/2/2016

IA
New York 8/3/2021

B
District of Columbia 9/11/2018

B
North Carolina 3/13/2023

B
Florida 8/25/2016

B
Ohio 8/23/2017

B
Georgia 3/10/2023

B
Pennsylvania 5/2/2016

B
Maryland 3/13/2023

B
Rhode Island 5/19/2016

B
Massachusetts 3/29/2023

B
Texas 4/11/2022

B
Minnesota 6/27/2022

B
Virginia 3/13/2023

B
New Jersey 5/2/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
399 KNOLLWOOD RD, STE 317, WHITE PLIANS, NY 10603
275 BROADHOLLOW RD, MELVILLE, NY 11747
Registered with this firm since 5/25/2016

B
LPL FINANCIAL LLC (CRD#:6413)
399 KNOLLWOOD RD, STE 317, WHITE PLIANS, NY 10603
275 BROADHOLLOW RD, MELVILLE, NY 11747
Registered with this firm since 5/2/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2012 - 04/07/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
B
10/01/2012 - 04/07/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
IA
05/09/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
04/14/2003 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
11/03/1998 - 04/25/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
05/19/1997 - 10/19/1998 GRUNTAL & CO., L.L.C. (CRD#:372) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.