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Douglas Fishman
DOUGLAS Z FISHMAN, DOUGLAS ZIPP FISHMAN
CRD#: 2792687
IA
B
EDWARD JONESCRD#: 250 2906 W BAY TO BAY BLVD #A
TAMPA, FL 33629
TAMPA, FL 33629
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
California 1/9/2018
B
Kansas 12/9/2016
B
Colorado 12/22/2016
B
North Carolina 11/30/2016
B
Delaware 12/1/2016
B
Ohio 11/28/2016
B
Florida 11/28/2016
B
Oregon 2/15/2022
IA
Florida 12/8/2016
B
Pennsylvania 3/26/2019
B
Georgia 11/30/2016
B
Tennessee 10/19/2018
B
Illinois 6/14/2024
B
Wisconsin 4/2/2025
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 12/8/2016
B
Registered with this firm since 11/28/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/05/2003 - 12/31/2016 | CLEVELAND, OH | |
IA | 10/02/2003 - 06/30/2009 | CLEVELAND, OH | |
IA | 08/13/1999 - 08/27/2003 | BEACHWOOD, OH | |
B | 10/16/1996 - 08/27/2003 | WEEHAWKEN, NJ |
CLEVELAND, OH
10/02/2003 - 06/30/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.