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JAMES MICHAEL STAPLETON
JAMES MICHAEL STAPETON
CRD#: 2791913
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 700 KINDERKAMACK ROAD
SUITE 104
ORADELL, NJ 07649
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 700 KINDERKAMACK ROAD
SUITE 104
ORADELL, NJ 07649
Registration History
1996199820002002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2007 - Present (17 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2005 - Present (19 years)BC. J. M. PLANNING CORP. (CRD# 5698)1996 - 2005 (9 years)
License(s)

State Registrations

B
California 5/21/2021

IA
New Jersey 6/19/2007

B
Florida 4/26/2024

B
New York 10/24/2005

B
New Jersey 10/24/2005

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
700 KINDERKAMACK ROAD SUITE 104, ORADELL, NJ 07649
Registered with this firm since 6/19/2007

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
700 KINDERKAMACK ROAD SUITE 104, ORADELL, NJ 07649
Registered with this firm since 10/24/2005

Previous Registration(s)
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B
09/13/1996 - 10/24/2005 C. J. M. PLANNING CORP. (CRD#:5698) POMPTON LAKES, NJ
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B
Broker
IA
Investment Adviser
Disclosures
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