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Detailed Report
PATRICIA ANNE UHLIR
PATRICIA ANNE JACOB, TISH JACOB, TISH UHLIR
CRD#: 2790912
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 31099 Chagrin Boulevard
Pepper Pike, OH 44124
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - 2009 (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2006 (6 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2009 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2006 (1 year)
License(s)

State Registrations

B
Alabama 9/11/2012
B
Nevada 4/16/2010
B
Alaska 8/19/2019
B
New Hampshire 10/22/2018
B
Arizona 4/16/2010
B
New Jersey 4/23/2019
B
Arkansas 8/19/2019
B
New Mexico 8/19/2019
B
California 4/16/2010
B
New York 4/16/2010
B
Colorado 4/16/2010
B
North Carolina 3/8/2011
B
Connecticut 4/23/2019
B
North Dakota 8/19/2019
B
Delaware 8/19/2019
B
Ohio 6/1/2009
B
District of Columbia 4/16/2010
IA
Ohio 6/1/2009
B
Florida 4/16/2010
B
Oklahoma 9/11/2012
B
Georgia 4/16/2010
B
Oregon 7/30/2013
B
Hawaii 8/19/2019
B
Pennsylvania 4/16/2010
B
Idaho 4/16/2010
B
Puerto Rico 8/19/2019
B
Illinois 4/16/2010
B
Rhode Island 8/18/2010
B
Indiana 6/1/2009
B
South Carolina 4/16/2010
B
Iowa 8/19/2019
B
South Dakota 8/19/2019
B
Kansas 4/23/2019
B
Tennessee 3/11/2024
B
Kentucky 4/23/2019
B
Texas 4/16/2010
B
Louisiana 9/11/2012
IA
Texas 4/29/2010
B
Maine 4/16/2010
B
Utah 7/29/2016
B
Maryland 4/16/2010
B
Vermont 4/23/2019
B
Massachusetts 4/16/2010
B
Virgin Islands 3/11/2024
B
Michigan 9/11/2012
B
Virginia 4/16/2010
B
Minnesota 4/16/2010
B
Washington 4/23/2019
B
Mississippi 4/16/2010
B
West Virginia 8/19/2019
B
Missouri 4/23/2019
B
Wisconsin 4/16/2010
B
Montana 6/27/2013
B
Wyoming 4/23/2019
B
Nebraska 4/23/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
31099 Chagrin Boulevard, Pepper Pike, OH 44124
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
31099 Chagrin Boulevard, Pepper Pike, OH 44124
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/09/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BEACHWOOD, OH
B
 02/09/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BEACHWOOD, OH
IA
 01/16/2008 - 02/03/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PEPPER PIKE, OH
B
 01/17/2007 - 02/03/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PEPPER PIKE, OH
IA
 07/19/2005 - 12/07/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CLEVELAND, OH
B
 03/14/2000 - 12/07/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CLEVELAND, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.