• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SCOTT P BERK
CRD#: 2790714
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 111 South Pfingsten Road
Suite 200
Deerfield, IL 60015
Registration History
199820002002200420062008201020122014201620182020202220242 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1998 - 2009 (10 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2009 (8 years)
Disclosure(s)
View By:
4/20/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 7/30/2021

B
Minnesota 6/1/2009

B
Alaska 1/24/2019

B
Missouri 8/8/2023

B
Arizona 6/1/2009

B
Nevada 6/1/2009

B
Arkansas 12/20/2021

B
New Hampshire 11/30/2022

B
California 6/1/2009

B
New Jersey 6/1/2009

B
Colorado 6/1/2009

B
New Mexico 6/1/2009

B
Connecticut 12/20/2021

B
New York 6/1/2009

B
Delaware 8/4/2023

B
North Carolina 6/1/2009

B
District of Columbia 12/20/2021

B
Ohio 6/1/2009

B
Florida 6/1/2009

B
Oklahoma 2/7/2023

B
Georgia 6/1/2009

B
Oregon 6/1/2009

B
Hawaii 11/21/2022

B
Pennsylvania 11/7/2017

B
Illinois 6/1/2009

B
Rhode Island 12/20/2021

IA
Illinois 6/1/2009

B
South Carolina 5/13/2013

B
Indiana 6/1/2009

B
South Dakota 4/15/2021

B
Iowa 1/15/2020

B
Tennessee 1/9/2020

B
Kansas 5/17/2022

B
Texas 6/1/2009

B
Kentucky 6/1/2009

IA
Texas 9/12/2016

B
Louisiana 12/20/2021

B
Utah 10/15/2019

B
Maryland 4/3/2017

B
Virginia 1/6/2021

B
Massachusetts 6/24/2014

B
Washington 6/1/2009

B
Michigan 6/1/2009

B
Wisconsin 6/1/2009

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
111 South Pfingsten Road Suite 200, Deerfield, IL 60015
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
111 South Pfingsten Road Suite 200, Deerfield, IL 60015
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/13/2001 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DEERFIELD, IL
B
11/04/1998 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DEERFIELD, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.