Individual Firm
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Craig Weinstein
CRAIG STEVEN WEINSTEIN
CRD#: 2790030
IA
B
J.P. MORGAN SECURITIES LLCCRD#: 79 100 CRESCENT COURT
13TH FLOOR
DALLAS, TX 75201
13TH FLOOR
DALLAS, TX 75201
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8/11/2015
Customer Dispute
Settled
8/11/2014
Customer Dispute
Settled
10/18/2002
Customer Dispute
Denied
State Registrations
B
Alabama 2/16/2023
B
Nevada 2/21/2023
B
Alaska 2/27/2023
B
New Hampshire 2/23/2023
B
Arizona 2/24/2023
B
New Jersey 4/2/2019
B
Arkansas 3/25/2019
B
New Mexico 3/28/2019
B
California 3/18/2019
B
New York 3/25/2019
B
Colorado 5/17/2019
B
North Carolina 2/16/2023
B
Connecticut 2/16/2023
B
North Dakota 2/21/2023
B
Delaware 2/16/2023
B
Ohio 2/16/2023
B
District of Columbia 3/2/2023
B
Oklahoma 3/25/2019
B
Florida 3/25/2019
B
Oregon 2/16/2023
B
Georgia 2/16/2023
B
Pennsylvania 2/16/2023
B
Idaho 2/16/2023
B
Puerto Rico 2/21/2023
B
Illinois 3/15/2023
B
Rhode Island 2/20/2023
B
Indiana 4/12/2021
B
South Carolina 4/13/2021
B
Iowa 2/17/2023
B
South Dakota 2/23/2023
B
Kansas 3/20/2019
B
Tennessee 3/27/2019
B
Kentucky 1/13/2021
B
Texas 3/24/2019
B
Louisiana 3/25/2019
IA
Texas 3/24/2019
B
Maine 2/16/2023
B
Utah 2/16/2023
B
Maryland 2/17/2023
B
Vermont 2/16/2023
B
Massachusetts 2/15/2023
B
Virgin Islands 2/16/2023
B
Michigan 2/21/2023
B
Virginia 2/16/2023
B
Minnesota 2/23/2023
B
Washington 3/25/2019
B
Mississippi 2/21/2023
B
West Virginia 2/16/2023
B
Missouri 4/2/2019
B
Wisconsin 2/16/2023
B
Montana 2/16/2023
B
Wyoming 2/27/2023
B
Nebraska 2/16/2023
SRO Registrations
B
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B
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B
B
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B
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 3/24/2019
B
Registered with this firm since 3/15/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/06/2012 - 03/18/2019 | DALLAS, TX | |
B | 12/06/2012 - 03/18/2019 | DALLAS, TX | |
IA | 08/21/2008 - 12/19/2012 | DALLAS, TX | |
B | 08/21/2008 - 12/19/2012 | DALLAS, TX | |
IA | 05/13/2004 - 09/05/2008 | DALLAS, TX | |
B | 04/05/2001 - 09/05/2008 | DALLAS, TX | |
B | 09/20/2000 - 04/09/2001 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.