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Detailed Report
WILLIAM JAMES GRAHAM
CRD#: 2788805
IA
Investment Adviser
B
Broker
LATITUDE ADVISORS, LLCCRD#: 151001 585 Stewart Ave
Suite 640
Garden City, NY 11530
GWN SECURITIES INC.CRD#: 128929 585 STEWART AVENUE
SUITE 640
GARDEN CITY , NY 11530
Registration History
1996199820002002200420062008201020122014201620182020202220242026IALATITUDE ADVISORS, LLC (CRD# 151001)2021 - Present (3 years)BGWN SECURITIES INC. (CRD# 128929)2015 - Present (9 years)BGWN SECURITIES INC. (CRD# 128929)2010 - 2013 (3 years)BMEDALLION INVESTMENT SERVICES,... (CRD# 45314)2005 - 2009 (4 years)BLONG ISLAND FINANCIAL GROUP, INC. (CRD# 31148)2005 - 2005 (<1 year)BTERRA SECURITIES CORPORATION (CRD# 10358)2004 - 2004 (<1 year)BHOCHMAN & BAKER SECURITIES, INC. (CRD# 19949)2002 - 2004 (2 years)BNORTH RIDGE SECURITIES CORP. (CRD# 27098)1998 - 1999 (<1 year)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1998 - 1998 (<1 year)BCFS BROKERAGE CORP. (CRD# 24049)1996 - 1998 (1 year)
License(s)

State Registrations

B
New York 6/15/2015
IA
New York 8/19/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LATITUDE ADVISORS, LLC (CRD#:151001)
585 Stewart Ave Suite 640, Garden City, NY 11530
Registered with this firm since 8/19/2021
B
GWN SECURITIES INC. (CRD#:128929)
585 STEWART AVENUE SUITE 640, GARDEN CITY , NY 11530
Registered with this firm since 6/15/2015
Previous Registration(s)
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B
 01/26/2010 - 11/22/2013 GWN SECURITIES INC. (CRD#:128929) BROOKLYN, NY
B
 10/14/2005 - 12/31/2009 MEDALLION INVESTMENT SERVICES, INC. (CRD#:45314) BROOKLYN, NY
B
 10/05/2005 - 10/13/2005 LONG ISLAND FINANCIAL GROUP, INC. (CRD#:31148) ROSLYN, NY
B
 06/30/2004 - 08/13/2004 TERRA SECURITIES CORPORATION (CRD#:10358) SCHAUMBURG, IL
B
 05/09/2002 - 06/30/2004 HOCHMAN & BAKER SECURITIES, INC. (CRD#:19949) STAMFORD, CT
B
 12/08/1998 - 08/02/1999 NORTH RIDGE SECURITIES CORP. (CRD#:27098) MELVILLE, NY
B
 07/30/1998 - 11/16/1998 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
B
 11/01/1996 - 03/06/1998 CFS BROKERAGE CORP. (CRD#:24049) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.