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NICHOLAS SHAUN CONNER
NICHOLAS S CONNER, NICK CONNER
CRD#: 2788355
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 27333 MEADOWBROOK RD.
SUITE 120
NOVI, MI 48377
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 2022 (25 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2022 (24 years)
Disclosure(s)
View By:
1/18/2019
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 8/15/2022

B
Mississippi 8/12/2022

B
Arizona 8/12/2022

B
Nebraska 8/12/2022

B
Arkansas 2/1/2024

B
Nevada 8/12/2022

B
California 8/12/2022

B
New Jersey 8/12/2022

B
Colorado 8/12/2022

B
New York 8/12/2022

B
Connecticut 8/12/2022

B
North Carolina 8/17/2022

B
Delaware 8/12/2022

B
Ohio 8/12/2022

B
District of Columbia 3/30/2023

B
Oregon 8/12/2022

B
Florida 8/12/2022

B
Pennsylvania 8/12/2022

B
Georgia 8/12/2022

B
South Carolina 8/12/2022

B
Illinois 8/24/2022

B
South Dakota 8/12/2022

B
Indiana 8/12/2022

B
Texas 8/12/2022

B
Kansas 8/12/2022

IA
Texas 8/23/2022

B
Kentucky 8/12/2022

B
Utah 8/12/2022

B
Maine 8/12/2022

B
Vermont 8/12/2022

B
Maryland 8/12/2022

B
Virginia 8/12/2022

B
Massachusetts 8/12/2022

B
Washington 8/12/2022

B
Michigan 8/12/2022

B
Wisconsin 8/12/2022

IA
Michigan 8/12/2022

B
Wyoming 8/12/2022

B
Minnesota 8/12/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
27333 MEADOWBROOK RD. SUITE 120, NOVI, MI 48377
Registered with this firm since 8/12/2022

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
27333 MEADOWBROOK RD. SUITE 120, NOVI, MI 48377
Registered with this firm since 8/12/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/26/1998 - 08/15/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FARMINGTON HILLS, MI
B
10/01/1996 - 08/15/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FARMINGTON HILLS, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.