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AIMEE LEE BOGGS
AIMEE LEE VINCELETTE
CRD#: 2786700
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 814 A1A NORTH
SUITES 100 and 303
PONTE VEDRA BEACH, FL 32082
SUITES 100 and 303
PONTE VEDRA BEACH, FL 32082
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9/19/2003
Customer Dispute
Denied
3/28/2003
Customer Dispute
Settled
9/27/2001
Customer Dispute
Denied
State Registrations
B
California 11/14/2013
B
Minnesota 11/14/2013
B
Colorado 11/14/2013
B
New Jersey 11/14/2013
B
Connecticut 12/2/2020
B
New York 11/14/2013
B
Delaware 8/30/2023
B
North Carolina 11/14/2013
B
Florida 11/14/2013
B
North Dakota 11/5/2024
IA
Florida 11/18/2013
B
Ohio 11/14/2013
B
Georgia 11/14/2013
B
Oregon 12/17/2015
B
Illinois 3/10/2016
B
South Carolina 11/21/2013
B
Indiana 11/20/2013
B
Tennessee 11/14/2013
B
Kentucky 11/14/2013
B
Texas 11/14/2013
B
Maine 6/9/2022
IA
Texas 12/10/2013
B
Maryland 7/17/2017
B
Utah 12/4/2019
B
Massachusetts 11/14/2013
B
Virginia 1/27/2022
B
Michigan 5/26/2020
B
Wisconsin 11/14/2013
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 11/18/2013
B
Registered with this firm since 11/14/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 11/26/2013 | PONTE VEDRA BEACH, FL | |
B | 06/01/2009 - 11/26/2013 | PONTE VEDRA BEACH, FL | |
IA | 09/12/1996 - 06/01/2009 | PONTE VEDRA BEACH, FL | |
B | 09/05/1996 - 06/01/2009 | PONTE VEDRA BEACH, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.