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FRANCISCO XAVIER MAZA
CRD#: 2786574
IA
Investment Adviser
B
Broker
ALTERNA WEALTH MANAGEMENT, INC.CRD#: 146153 2800 POST OAK BLVD
SUITE 6300
HOUSTON, TX 77056
ALTERNA SECURITIES, INC.CRD#: 41139 2800 Post Oak Blvd
Suite 6300
HOUSTON, TX 77056
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (<1 year)2 FIRMS2004 - 2006 (1 year)IAALTERNA WEALTH MANAGEMENT, INC. (CRD# 146153)2008 - Present (16 years)BALTERNA SECURITIES, INC. (CRD# 41139)2004 - Present (20 years)BGBM INTERNATIONAL, INC. (CRD# 28684)1997 - 2003 (6 years)IAOPTIMA CAPITAL MANAGEMENT, INC. (CRD# 111409)2013 - 2014 (<1 year)IAILLAC ADVISORS, INC. (CRD# 121183)2002 - 2004 (1 year)
License(s)

State Registrations

B
California 7/6/2005

B
New York 10/12/2004

B
Delaware 1/21/2016

B
Texas 12/6/2004

B
Florida 10/12/2004

IA
Texas 4/10/2008

IA
Florida 7/25/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALTERNA WEALTH MANAGEMENT, INC. (CRD#:146153)
2800 POST OAK BLVD SUITE 6300, HOUSTON, TX 77056
Registered with this firm since 4/10/2008

B
ALTERNA SECURITIES, INC. (CRD#:41139)
2800 Post Oak Blvd Suite 6300, HOUSTON, TX 77056
Registered with this firm since 10/12/2004

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/26/2013 - 05/02/2014 OPTIMA CAPITAL MANAGEMENT, INC. (CRD#:111409) HOUSTON, TX
IA
11/12/2004 - 07/06/2006 GUNNALLEN FINANCIAL, INC (CRD#:17609) HOUSTON, TX
B
11/15/2004 - 07/06/2006 GUNNALLEN FINANCIAL, INC (CRD#:17609) HOUSTON, TX
IA
12/18/2003 - 11/11/2004 GUNNALLEN FINANCIAL, INC (CRD#:17609) SUGARLAND, TX
B
12/18/2003 - 11/11/2004 GUNNALLEN FINANCIAL, INC (CRD#:17609) TAMPA, FL
IA
06/07/2002 - 01/29/2004 ILLAC ADVISORS, INC. (CRD#:121183) HOUSTON, TX
B
03/04/1997 - 12/19/2003 GBM INTERNATIONAL, INC. (CRD#:28684) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.