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STEPHEN MARC NOVEMBER
CRD#: 2786215
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2500 WESTCHESTER AVE STES 201 & 203
PURCHASE, NY 10577
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2005 - Present (19 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1999 - 2003 (4 years)BJ. B. HANAUER & CO. (CRD# 6958)1996 - 1999 (2 years)
License(s)

State Registrations

B
Arizona 6/29/2005

IA
New Jersey 9/29/2005

B
California 7/1/2003

B
New York 7/1/2003

B
Colorado 1/24/2019

IA
New York 7/27/2021

B
Connecticut 7/1/2003

B
North Carolina 4/7/2006

B
Delaware 11/5/2012

B
Ohio 1/25/2019

B
Florida 7/1/2003

B
Oregon 1/24/2019

IA
Florida 3/12/2021

B
Pennsylvania 6/10/2024

B
Georgia 9/12/2003

B
Rhode Island 9/28/2021

B
Illinois 6/10/2024

B
South Carolina 2/5/2007

B
Maryland 9/12/2003

B
Texas 12/2/2015

B
Massachusetts 7/1/2003

IA
Texas 12/2/2015

B
Minnesota 1/24/2019

B
Vermont 6/5/2024

B
New Hampshire 6/10/2024

B
Virginia 12/2/2005

B
New Jersey 7/1/2003

B
Wisconsin 6/10/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2500 WESTCHESTER AVE STES 201 & 203, PURCHASE, NY 10577
BEDMINSTER, NJ
Registered with this firm since 9/29/2005

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2500 WESTCHESTER AVE STES 201 & 203, PURCHASE, NY 10577
BEDMINSTER, NJ
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/20/1999 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
08/27/1996 - 07/06/1999 J. B. HANAUER & CO. (CRD#:6958) PARSIPPANY, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.