• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
COLLEEN LEANNE PETERSON
COLLEEN SIZEMORE ERWIN, COLLEEN PETERSON, COLLEEN LEANNE SIZEMORE, COLLEEN SIZEMORE
CRD#: 2785398
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 4001 NORTHWEST PARKWAY
DALLAS, TX 75225
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 405 N LAMAR BLVD
AUSTIN, TX 78703-5409
Registration History
19952000200520102015202020252 FIRMS2004 - 2004 (<1 year)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - 2008 (2 years)2 FIRMS2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1996 - 2004 (8 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2003 - 2004 (1 year)
Disclosure(s)
View By:
6/20/1995
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 9/6/2024

B
Missouri 4/2/2020

B
Arizona 4/1/2020

B
New Jersey 3/7/2022

B
Arkansas 8/14/2018

B
New Mexico 8/10/2020

B
California 4/24/2020

B
New York 8/22/2020

B
Colorado 11/17/2020

B
North Carolina 4/29/2020

B
Florida 6/7/2021

B
Ohio 10/12/2021

B
Illinois 3/7/2022

B
Oklahoma 6/2/2022

B
Indiana 8/11/2020

B
Oregon 4/11/2024

B
Kansas 6/1/2022

B
Tennessee 4/12/2024

B
Kentucky 9/10/2024

B
Texas 8/14/2018

B
Louisiana 8/15/2018

IA
Texas 10/22/2018

B
Massachusetts 4/24/2020

B
Vermont 8/30/2021

B
Michigan 7/23/2019

B
Virginia 2/5/2022

B
Mississippi 4/24/2020

B
Washington 9/9/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
4001 NORTHWEST PARKWAY, DALLAS, TX 75225
Registered with this firm since 10/22/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
405 N LAMAR BLVD, AUSTIN, TX 78703-5409
AUSTIN, TX
Registered with this firm since 6/22/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/14/2005 - 09/08/2008 CHARLES SCHWAB & CO., INC. (CRD#:5393) DALLAS, TX
B
10/14/2005 - 09/08/2008 CHARLES SCHWAB & CO., INC. (CRD#:5393) DALLAS, TX
IA
06/06/2005 - 10/12/2005 FTB ADVISORS, INC. (CRD#:17117) DALLAS, TX
B
06/06/2005 - 10/12/2005 FIRST TENNESSEE BROKERAGE, INC. (CRD#:17117) MEMPHIS, TN
IA
09/13/2004 - 12/07/2004 CITISTREET FINANCIAL SERVICES LLC (CRD#:107311) IRVING, TX
B
09/13/2004 - 12/07/2004 CITISTREET EQUITIES LLC (CRD#:7447) SOMERSET, NJ
IA
02/10/2003 - 09/27/2004 STRATEGIC ADVISERS, INC. (CRD#:104555) DALLAS, TX
B
08/22/1996 - 09/27/2004 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.