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MICHAEL SIMMONS
MICHAEL B SIMMONS
CRD#: 2785125
IA
Investment Adviser
B
Broker
HIGHTOWER ADVISORS, LLCCRD#: 145323 83 Pineland Dr Ste 203
New Gloucester, ME 04260
HIGHTOWER SECURITIES, LLCCRD#: 116681 83 Pineland Dr Ste 203
New Gloucester, ME 04260
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2011 (3 years)2 FIRMS2011 - Present (14 years)
License(s)

State Registrations

B
Arizona 2/18/2011

B
Mississippi 12/28/2015

B
California 2/18/2011

B
New Hampshire 2/18/2011

B
Colorado 2/18/2011

B
New Mexico 2/18/2011

B
Connecticut 1/3/2022

B
New York 2/18/2011

B
Delaware 8/28/2013

B
North Carolina 2/18/2011

B
Florida 2/18/2011

B
Rhode Island 1/6/2021

B
Georgia 2/18/2011

B
Texas 1/2/2020

B
Maine 2/18/2011

B
Vermont 2/18/2011

IA
Maine 2/18/2011

B
Virginia 2/24/2014

B
Maryland 2/18/2011

B
Washington 1/2/2020

B
Massachusetts 2/18/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HIGHTOWER ADVISORS, LLC (CRD#:145323)
83 Pineland Dr Ste 203, New Gloucester, ME 04260
Registered with this firm since 2/18/2011

B
HIGHTOWER SECURITIES, LLC (CRD#:116681)
83 Pineland Dr Ste 203, New Gloucester, ME 04260
Registered with this firm since 2/18/2011

Previous Registration(s)
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IA
10/24/2007 - 02/22/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PORTLAND, ME
B
09/03/2007 - 02/22/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PORTLAND, ME
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.