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LARISSA MARIE PETTIT STENTZ
LARISSA MARIE PETTIT, LARISSA MARIE PETTIT-STENTZ
CRD#: 2785073
IA
B
THE OAK RIDGE FINANCIAL SERVICES GROUP, INCCRD#: 42941 701 XENIA AVENUE SOUTH
SUITE 100
GOLDEN VALLEY, MN 55416-1089
SUITE 100
GOLDEN VALLEY, MN 55416-1089
0
Disclosures
28
Years of Experience
View By:
State Registrations
IA
Alaska 12/17/2024
IA
Minnesota 1/31/2014
B
Arizona 11/29/2016
B
Missouri 9/20/2023
IA
Arizona 7/6/2023
B
Nevada 8/26/2021
B
Arkansas 9/3/2014
IA
Nevada 6/26/2023
B
California 5/27/2008
B
North Carolina 5/2/2024
IA
California 6/22/2023
IA
North Carolina 5/8/2024
B
Florida 5/27/2008
B
Oregon 2/23/2022
IA
Florida 6/22/2023
IA
Oregon 7/3/2023
B
Hawaii 5/25/2010
B
South Dakota 1/10/2019
IA
Hawaii 7/14/2023
IA
South Dakota 6/26/2023
B
Idaho 6/8/2009
B
Texas 5/27/2008
B
Illinois 4/9/2014
IA
Texas 6/22/2023
IA
Illinois 6/23/2023
B
Washington 12/16/2024
B
Kansas 6/28/2018
B
Wisconsin 5/19/2008
B
Massachusetts 11/13/2019
IA
Wisconsin 3/2/2012
B
Minnesota 5/13/2008
SRO Registrations
B
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IA
Registered with this firm since 3/2/2012
B
Registered with this firm since 5/13/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/13/2008 - 08/22/2011 | GOLDEN VALLEY, MN | |
IA | 09/12/2006 - 05/21/2008 | MINNEAPOLIS, MN | |
B | 08/12/2006 - 05/21/2008 | MINNEAPOLIS, MN | |
B | 02/27/1998 - 08/12/2006 | MINNEAPOLIS, MN | |
B | 08/22/1996 - 03/02/1998 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.