• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
WALTER JOSE ALVES JR
WALTER JOSE ALVES
CRD#: 2784279
IA
Investment Adviser
B
Broker
AZ APICE CAPITAL MANAGEMENT LLCCRD#: 281973 1450 BRICKELL AVE
SUITE 2610
MIAMI, FL 33131
SANCTUARY SECURITIES, INC.CRD#: 205 1450 Brickell Ave., Ste. 2610
Miami, FL 33131
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2016 (6 years)BSANCTUARY SECURITIES, INC. (CRD# 205)2022 - Present (2 years)IAAZ APICE CAPITAL MANAGEMENT LLC (CRD# 281973)2016 - Present (9 years)BINSIGNEO SECURITIES, LLC (CRD# 29249)2017 - 2022 (4 years)BNORTHEAST SECURITIES, INC. (CRD# 25996)2016 - 2017 (1 year)BLEHMAN BROTHERS INC. (CRD# 7506)2000 - 2007 (6 years)BNEW ENGLAND FUNDS, L.P. (CRD# 34754)1996 - 1998 (1 year)IALEHMAN BROTHERS INC. (CRD# 7506)2004 - 2007 (2 years)
License(s)

State Registrations

IA
Florida 2/29/2016

B
Florida 3/21/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
SANCTUARY SECURITIES, INC. (CRD#:205)
1450 Brickell Ave., Ste. 2610, Miami, FL 33131
Registered with this firm since 3/21/2022

IA
AZ APICE CAPITAL MANAGEMENT LLC (CRD#:281973)
1450 BRICKELL AVE SUITE 2610, MIAMI, FL 33131
Registered with this firm since 2/19/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/31/2017 - 04/20/2022 INSIGNEO SECURITIES, LLC (CRD#:29249) Miami, FL
B
02/17/2016 - 07/31/2017 NORTHEAST SECURITIES, INC. (CRD#:25996) Miami, FL
IA
06/01/2009 - 02/29/2016 MORGAN STANLEY (CRD#:149777) MIAMI, FL
B
06/01/2009 - 02/29/2016 MORGAN STANLEY (CRD#:149777) MIAMI, FL
IA
02/07/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MIAMI, FL
B
02/06/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MIAMI, FL
IA
05/14/2004 - 02/15/2007 LEHMAN BROTHERS INC. (CRD#:7506) MIAMI, FL
B
09/12/2000 - 02/15/2007 LEHMAN BROTHERS INC. (CRD#:7506) MIAMI, FL
B
09/16/1996 - 08/04/1998 NEW ENGLAND FUNDS, L.P. (CRD#:34754) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.