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Detailed Report
PETER ANTHONY AUGUSTINE
CRD#: 2784185
IA
Investment Adviser
B
Broker
GREAT VALLEY ADVISOR GROUP, INC.CRD#: 123913 165 W Ashland Street
Doylestown, PA 18901
LPL FINANCIAL LLCCRD#: 6413 165 W ASHLAND ST
DOYLESTOWN, PA 18901-4047
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2013 (1 year)2 FIRMS2013 - 2023 (9 years)2 FIRMS2023 - Present (1 year)BCCO INVESTMENT SERVICES CORP. (CRD# 39550)2010 - 2011 (1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2005 - 2010 (4 years)BCAPITAL ANALYSTS, INCORPORATED (CRD# 5478)2000 - 2005 (5 years)BTHE INVESTMENT CENTER, INC. (CRD# 17839)1999 - 2000 (1 year)BCPA ADVISORS NETWORK, INC. (CRD# 10880)1998 - 1999 (1 year)BSECURITIES AMERICA, INC. (CRD# 10205)1996 - 1998 (1 year)IACCO INVESTMENT SERVICES CORP. (CRD# 39550)2011 - 2011 (<1 year)
Disclosure(s)
View By:
8/20/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 5/5/2023
B
Pennsylvania 5/5/2023
B
Maine 5/5/2023
IA
Pennsylvania 5/5/2023
B
New Jersey 5/5/2023
B
South Carolina 5/5/2023
B
New York 5/5/2023
B
Tennessee 1/24/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GREAT VALLEY ADVISOR GROUP, INC. (CRD#:123913)
165 W Ashland Street, Doylestown, PA 18901
Registered with this firm since 5/5/2023
B
LPL FINANCIAL LLC (CRD#:6413)
165 W ASHLAND ST, DOYLESTOWN, PA 18901-4047
Registered with this firm since 5/5/2023
Previous Registration(s)
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IA
 07/02/2013 - 05/17/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WARMINSTER, PA
B
 07/02/2013 - 05/17/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WARMINSTER, PA
IA
 12/20/2011 - 07/08/2013 PNC INVESTMENTS (CRD#:129052) BENSALEM, PA
B
 12/20/2011 - 07/08/2013 PNC INVESTMENTS (CRD#:129052) BENSALEM, PA
IA
 04/22/2011 - 12/16/2011 CCO INVESTMENT SERVICES CORP. (CRD#:39550) NORTH WALES, PA
B
 03/31/2010 - 12/16/2011 CCO INVESTMENT SERVICES CORP. (CRD#:39550) NORTH WALES, PA
B
 09/19/2005 - 02/16/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) YARDLEY, PA
B
 03/15/2000 - 04/28/2005 CAPITAL ANALYSTS, INCORPORATED (CRD#:5478) CINCINNATI, OH
B
 01/04/1999 - 03/15/2000 THE INVESTMENT CENTER, INC. (CRD#:17839) BEDMINSTER, NJ
B
 01/02/1998 - 01/04/1999 CPA ADVISORS NETWORK, INC. (CRD#:10880) PROVIDENCE, RI
B
 08/26/1996 - 01/14/1998 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.