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Detailed Report
PAUL BERTRAND SIROIS
CRD#: 2783536
IA
Investment Adviser
B
Broker
LASALLE ST. INVESTMENT ADVISORS, L.L.C.CRD#: 109701 140 S Lake Avenue Suite #205
Pasadena, CA 91101
LASALLE ST SECURITIES, L.L.C.CRD#: 7191 140 S Lake Ave Suite 104
Pasadena, CA 91101
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 2009 (12 years)2 FIRMS2009 - 2016 (7 years)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 2/18/2022
IA
Maryland 5/26/2017
B
California 5/19/2017
B
Nevada 5/19/2017
IA
California 5/22/2017
IA
Nevada 4/26/2024
B
Colorado 5/19/2017
B
New Jersey 5/19/2017
IA
Colorado 7/16/2018
IA
New Jersey 5/31/2017
B
Florida 5/19/2017
IA
New Mexico 2/17/2023
IA
Florida 8/7/2017
IA
New York 1/28/2022
B
Georgia 5/19/2017
B
New York 6/13/2022
IA
Georgia 6/5/2017
IA
Texas 5/25/2021
B
Maine 5/19/2017
B
Utah 5/19/2017
IA
Maine 4/17/2024
B
Washington 4/8/2020
B
Maryland 5/19/2017
IA
Washington 4/8/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LASALLE ST. INVESTMENT ADVISORS, L.L.C. (CRD#:109701)
140 S Lake Avenue Suite #205, Pasadena, CA 91101
Registered with this firm since 5/22/2017
B
LASALLE ST SECURITIES, L.L.C. (CRD#:7191)
140 S Lake Ave Suite 104, Pasadena, CA 91101
140 S Lake Ave Suite 205, Pasadena, CA 91101
Registered with this firm since 5/19/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/08/2016 - 05/23/2017 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) LA VISTA, NE
B
 12/08/2016 - 05/23/2017 SECURITIES AMERICA, INC. (CRD#:10205) PASADENA, CA
IA
 06/19/2009 - 12/08/2016 FOOTHILL SECURITIES, INC. (CRD#:1027) PASADENA, CA
B
 06/19/2009 - 12/08/2016 FOOTHILL SECURITIES, INC. (CRD#:1027) PASADENA, CA
IA
 09/17/1996 - 06/22/2009 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) PASADENA, CA
B
 09/11/1996 - 06/22/2009 NEW ENGLAND SECURITIES (CRD#:615) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.