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HELEN HYOYOUNG KIM
HYO Y KIM, HYOYOUNG KIM
CRD#: 2783046
IA
Investment Adviser
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Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 8383 WILSHIRE BLVD
SUITE 600
BEVERLY HILLS, CA 90211
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2017 - Present (8 years)BPRUCO SECURITIES, LLC. (CRD# 5685)1996 - 2015 (18 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2001 - 2015 (13 years)
Disclosure(s)
View By:
4/3/2015
Employment Separation After Allegations
License(s)

State Registrations

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California 1/31/2017

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New York 1/26/2023

IA
California 2/24/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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MML INVESTORS SERVICES, LLC (CRD#:10409)
8383 WILSHIRE BLVD SUITE 600, BEVERLY HILLS, CA 90211
Los Angeles, CA
Registered with this firm since 2/24/2017

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
8383 WILSHIRE BLVD SUITE 600, BEVERLY HILLS, CA 90211
Los Angeles, CA
Registered with this firm since 1/30/2017

Previous Registration(s)
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08/27/2001 - 04/30/2015 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) LOS ANGELES, CA
B
10/04/1996 - 04/30/2015 PRUCO SECURITIES, LLC. (CRD#:5685) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.