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JAMES VINCENT DANOVICH
Jim Danovich
CRD#: 2782748
IA
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ADVISORY SERVICES NETWORKCRD#: 146051 7227 N 16TH STREET STE 230
PHOENIX, AZ 85020
PHOENIX, AZ 85020
CALTON & ASSOCIATES, INC.CRD#: 20999 7227 N 16th Street
Ste 230
Phoenix, AZ 85020
Ste 230
Phoenix, AZ 85020
0
Disclosures
28
Years of Experience
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State Registrations
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Arizona 3/26/2024
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Georgia 3/21/2024
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Arizona 5/10/2024
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Nevada 3/21/2024
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California 3/21/2024
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New Mexico 3/21/2024
B
Colorado 3/21/2024
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Utah 3/21/2024
SRO Registrations
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Registered with this firm since 5/10/2024
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Registered with this firm since 3/21/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/30/1996 - 03/14/2024 | Phoenix, AZ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.